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Equus Total Return

20 hedge funds and large institutions have $3.58M invested in Equus Total Return in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 3

11% more funds holding

Funds holding: 1820 (+2)

4% more capital invested

Capital invested by funds: $3.44M → $3.58M (+$143K)

0.72% more ownership

Funds ownership: 12.81%13.53% (+0.72%)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Ancora Advisors
Ohio
$1.34M +$197K +97,426 +17%
BI
2
Bulldog Investors
New Jersey
$933K -$42.4K -20,998 -4%
WFI
3
West Family Investments
California
$478K
BFM
4
Boothbay Fund Management
New York
$229K +$78.5K +38,830 +50%
WC
5
Wynnefield Capital
New York
$140K
LCM
6
Landscape Capital Management
New Jersey
$133K -$19.1K -9,471 -12%
AC
7
Almitas Capital
California
$106K +$110K +54,210 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$103K
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$40K
SRC
10
Shufro Rose & Co
New York
$35K
KAM
11
Kazazian Asset Management
Florida
$34K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$5K +$3.73K +1,847 +456%
TRCT
13
Tower Research Capital (TRC)
New York
$3K +$275 +136 +9%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2K -$76.7K -37,976 -97%
AG
15
Advisor Group
Arizona
$1K
FHA
16
Flagship Harbor Advisors
Massachusetts
$1K +$1.38K +684 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
-$29K -15,004 Closed
Bank of America
18
Bank of America
North Carolina
-$25K -12,655 Closed
NFG
19
Next Financial Group
Texas
+$141 +70 New
AF
20
Advisornet Financial
Minnesota
+$451 +223 New

EQS Hedge Fund Activity: Q4 2018 in Review

20 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q4 2018, worth a combined $3.58M — up 4.2% from $3.44M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new EQS positions and 2 closed out — a net gain of 2 holders — while 4 added to existing stakes and 3 trimmed.

The largest buyer was Ancora Advisors, adding an estimated $197K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $76.7K.

  • 20 institutional investors held Equus Total Return (EQS) as of Q4 2018, up from 18 in Q3 2018.
  • Funds reported $3.58M of Equus Total Return stock for Q4 2018, up 4.2% quarter-over-quarter.
  • 4 funds opened new Equus Total Return positions in Q4 2018 and 2 closed out, a net change of +2 holders.
  • The largest Equus Total Return buyer in Q4 2018 was Ancora Advisors, an estimated $197K added.
  • The largest Equus Total Return seller in Q4 2018 was Thomas J. Herzfeld Advisors, an estimated $76.7K sold.

Based on aggregated 13F filings for Q4 2018.