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Equus Total Return
EQS

Overview Fund Activity

20 hedge funds and large institutions have $3.59M invested in Equus Total Return in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
1
Ancora Advisors
Ohio
$1.34M
2
AC
2
Almitas Capital
California
$106K
3
BFM
3
Boothbay Fund Management
New York
$229K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$5K
5
FHA
5
Flagship Harbor Advisors
Massachusetts
$1K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2K
2
BI
2
Bulldog Investors
New Jersey
$933K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$0
4
Bank of America
4
Bank of America
North Carolina
$0
5
LCM
5
Landscape Capital Management
New Jersey
$133K
Name Market Value Shares Shares
Change 		Shares
Change %
AA
1
Ancora Advisors
Ohio
$1.34M 684,426 +97,426 +17%
BI
2
Bulldog Investors
New Jersey
$933K 476,164 -20,998 -4%
WFI
3
West Family Investments
California
$478K 243,803 – –
BFM
4
Boothbay Fund Management
New York
$229K 116,799 +38,830 +50%
WC
5
Wynnefield Capital
New York
$140K 71,304 – –
LCM
6
Landscape Capital Management
New Jersey
$133K 67,954 -9,471 -12%
AC
7
Almitas Capital
California
$106K 54,210 +54,210 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$103K 52,329 – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$40K 20,297 – –
SRC
10
Shufro Rose & Co
New York
$35K 17,735 – –
KAM
11
Kazazian Asset Management
Florida
$34K 17,286 – –
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$5K 2,252 +1,847 +456%
TRCT
13
Tower Research Capital (TRC)
New York
$3K 1,677 +136 +9%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2K 1,174 -37,976 -97%
AG
15
Advisor Group
Arizona
$1K 571 – –
FHA
16
Flagship Harbor Advisors
Massachusetts
$1K 684 +684 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
– – -15,004 Closed
Bank of America
18
Bank of America
North Carolina
– – -12,655 Closed
Wells Fargo
19
Wells Fargo
California
$0 23 – –
PCG
20
Private Capital Group
Connecticut
$0 39 – –
CFGS
21
Concourse Financial Group Securities
Alabama
– – – –
NFG
22
Next Financial Group
Texas
$0 70 +70 New
AF
23
Advisornet Financial
Minnesota
$0 223 +223 New