Ladenburg Thalmann Financial Services’s Equus Total Return EQS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1K	Sell	405 -1,847	-82%	-$2.94K	﹤0.01%	5185
2019 Q3	$4K	Hold	2,252	–	–	﹤0.01%	4758
2019 Q2	$4K	Hold	2,252	–	–	﹤0.01%	4769
2019 Q1	$5K	Hold	2,252	–	–	﹤0.01%	4648
2018 Q4	$5K	Buy	2,252 +1,847	+456%	+$3.73K	﹤0.01%	4580
2018 Q3	$1K	Buy	+405	New	+$860	﹤0.01%	4984
2013 Q4	–	Sell	-405	Closed	-$1K	–	3761
2013 Q3	$1K	Hold	405	–	–	﹤0.01%	3557
2013 Q2	$1K	Buy	+405	New	+$841	﹤0.01%	3459

Other funds holding EQS

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EQS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Equus Total Return (EQS) stake by 82% in Q4 2019, selling an estimated $2.94K and leaving 405 shares worth $1K. The position accounts for ﹤0.01% of the portfolio, ranked #5185.

Ladenburg Thalmann Financial Services first reported a position in EQS in Q2 2013 and has held it in 8 quarters since. The position peaked at $5K in Q1 2019. 17 funds tracked by Wall St. Rank hold EQS as of Q4 2019.

Ladenburg Thalmann Financial Services held 405 shares of Equus Total Return worth $1K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,847 Equus Total Return shares in Q4 2019, an estimated $2.94K.
Equus Total Return made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5185 holding.
Ladenburg Thalmann Financial Services first reported a position in Equus Total Return in Q2 2013 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's Equus Total Return position peaked at $5K in Q1 2019.
17 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.