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Equus Total Return
EQS

18 hedge funds and large institutions have $3.44M invested in Equus Total Return in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 2

6% more funds holding

Funds holding: 17 → 18 (+1)

0.04% more ownership

Funds ownership: 12.76% → 12.81% (+0.04%)

15% less capital invested

Capital invested by funds: $4.07M → $3.44M (-$629K)

Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
3
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AA
Ancora Advisors
Ohio
+$95.5K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$31.9K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.49K
4
TRCT
Tower Research Capital (TRC)
New York
+$1.45K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$860

Top Sellers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
-$84.7K
2
BFM
Boothbay Fund Management
New York
-$27.2K
3
UBS Group
UBS Group
Switzerland
-$7K
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
1
Ancora Advisors
Ohio
$1.17M +$95.5K +45,000 +8%
BI
2
Bulldog Investors
New Jersey
$989K – – –
WFI
3
West Family Investments
California
$484K – – –
BFM
4
Boothbay Fund Management
New York
$155K -$27.2K -12,799 -14%
LCM
5
Landscape Capital Management
New Jersey
$154K -$84.7K -39,905 -34%
WC
6
Wynnefield Capital
New York
$142K – – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$104K +$1.49K +700 +1%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$78K – – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$40K – – –
SRC
10
Shufro Rose & Co
New York
$35K – – –
KAM
11
Kazazian Asset Management
Florida
$34K – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$29K +$31.9K +15,004 New
Bank of America
13
Bank of America
North Carolina
$25K – – –
TRCT
14
Tower Research Capital (TRC)
New York
$3K +$1.45K +681 +79%
AG
15
Advisor Group
Arizona
$1K – – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1K +$860 +405 New
UBS Group
17
UBS Group
Switzerland
– -$7K -3,122 Closed

EQS Hedge Fund Activity: Q3 2018 in Review

18 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2018, worth a combined $3.44M — down 15% from $4.07M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new EQS positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 2 trimmed.

The largest buyer was Ancora Advisors, adding an estimated $95.5K. The largest seller was Landscape Capital Management, cutting an estimated $84.7K.

  • 18 institutional investors held Equus Total Return (EQS) as of Q3 2018, up from 17 in Q2 2018.
  • Funds reported $3.44M of Equus Total Return stock for Q3 2018, down 15% quarter-over-quarter.
  • 2 funds opened new Equus Total Return positions in Q3 2018 and 1 closed out, a net change of +1 holder.
  • The largest Equus Total Return buyer in Q3 2018 was Ancora Advisors, an estimated $95.5K added.
  • The largest Equus Total Return seller in Q3 2018 was Landscape Capital Management, an estimated $84.7K sold.

Based on aggregated 13F filings for Q3 2018.