Equus Total Return
15 hedge funds and large institutions have $684K invested in Equus Total Return in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, increasing their positions, 4 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
7% more funds holding
Funds holding: 14 → 15 (+1)
0.61% less ownership
Funds ownership: 4.77% → 4.16% (-0.61%)
25% less capital invested
Capital invested by funds: $908K → $684K (-$224K)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
+$41.3K |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$15.9K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$947 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AA
Ancora Advisors
Cleveland,
Ohio
|
-$78.6K |
| 2 |
WFI
West Family Investments
Carlsbad,
California
|
-$44.6K |
| 3 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$20.6K |
| 4 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$19K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WFI
1
West Family Investments
Carlsbad,
California
| $261K | -$44.6K | -33,527 | -14% |
|
|
BI
2
Bulldog Investors
Saddle Brook,
New Jersey
| $111K | -$20.6K | -15,443 | -14% |
|
|
WC
3
Wynnefield Capital
New York
| $70K | – | – | – |
|
|
AC
4
Almitas Capital
Santa Monica,
California
| $66K | – | – | – |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $63K | -$1.6K | -1,200 | -2% |
|
|
6
Northern Trust
Chicago,
Illinois
| $37K | +$41.3K | +30,986 | New |
|
|
AA
7
Ancora Advisors
Cleveland,
Ohio
| $24K | -$78.6K | -59,048 | -75% |
|
|
SRC
8
Shufro Rose & Co
New York
| $21K | – | – | – |
|
|
BBPWM
9
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $15K | – | – | – |
|
|
AAS
10
Avantax Advisory Services
Dallas,
Texas
| $14K | +$15.9K | +11,925 | New |
|
11
Osaic Holdings
Scottsdale,
Arizona
| $1K | – | – | – |
|
|
12
UBS Group
Zurich,
Switzerland
| $1K | +$947 | +711 | New |
|
|
LCM
13
Landscape Capital Management
Englewood,
New Jersey
| – | -$19K | -16,378 | Closed |
|
|
CAN
14
Cetera Advisor Networks
El Segundo,
California
| – | -$1K | -812 | Closed |
|
EQS Hedge Fund Activity: Q3 2020 in Review
15 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2020, worth a combined $684K — down 25% from $908K a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new EQS positions and 2 closed out — a net gain of 1 holder — while 0 added to existing stakes and 4 trimmed.
The largest buyer was Northern Trust, opening a new position worth an estimated $41.3K. The largest seller was Ancora Advisors, cutting an estimated $78.6K.
- 15 institutional investors held Equus Total Return (EQS) as of Q3 2020, up from 14 in Q2 2020.
- Funds reported $684K of Equus Total Return stock for Q3 2020, down 25% quarter-over-quarter.
- 3 funds opened new Equus Total Return positions in Q3 2020 and 2 closed out, a net change of +1 holder.
- The largest Equus Total Return buyer in Q3 2020 was Northern Trust, an estimated $41.3K added.
- The largest Equus Total Return seller in Q3 2020 was Ancora Advisors, an estimated $78.6K sold.
Based on aggregated 13F filings for Q3 2020.