Equus Total Return
14 hedge funds and large institutions have $1.04M invested in Equus Total Return in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 0 closing their positions.
8% more funds holding
Funds holding: 13 → 14 (+1)
3% more capital invested
Capital invested by funds: $1.01M → $1.04M (+$34K)
0.34% more ownership
Funds ownership: 4.8% → 5.14% (+0.34%)
75% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citigroup
New York
|
+$68.4K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$6.95K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$3.29K |
| 2 |
Wells Fargo
San Francisco,
California
|
-$1.79K |
| 3 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$655 |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$4 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $566K | – | – | – |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $179K | -$655 | -341 | -0.4% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $93K | – | – | – |
|
|
4
Citigroup
New York
| $68K | +$68.4K | +35,600 | New |
|
|
SRC
5
Shufro Rose & Co
New York
| $34K | – | – | – |
|
|
BBPWM
6
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $25K | – | – | – |
|
|
7
Bank of America
Charlotte,
North Carolina
| $25K | +$6.95K | +3,615 | +39% |
|
|
8
Citadel Advisors
Miami,
Florida
| $21K | -$4 | -2 | -0% |
|
9
Legal & General Group
London,
United Kingdom
| $17K | – | – | – |
|
10
Morgan Stanley
New York
| $12K | – | – | – |
|
|
U
11
UBS
Zurich,
Switzerland
| $1K | -$3.29K | -1,710 | -73% |
|
|
PSI
12
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
13
Wells Fargo
San Francisco,
California
| – | -$1.79K | -931 | -98% |
|
EQS Hedge Fund Activity: Q1 2014 in Review
14 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q1 2014, worth a combined $1.04M — up 3.4% from $1.01M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new EQS positions and 0 closed out — a net gain of 1 holder — while 1 added to existing stakes and 4 trimmed.
The largest buyer was Citigroup, opening a new position worth an estimated $68.4K. The largest seller was UBS, cutting an estimated $3.29K.
- 14 institutional investors held Equus Total Return (EQS) as of Q1 2014, up from 13 in Q4 2013.
- Funds reported $1.04M of Equus Total Return stock for Q1 2014, up 3.4% quarter-over-quarter.
- 1 fund opened new Equus Total Return positions in Q1 2014 and 0 closed out, a net change of +1 holder.
- The largest Equus Total Return buyer in Q1 2014 was Citigroup, an estimated $68.4K added.
- The largest Equus Total Return seller in Q1 2014 was UBS, an estimated $3.29K sold.
Based on aggregated 13F filings for Q1 2014.