Equus Total Return
14 hedge funds and large institutions have $611K invested in Equus Total Return in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 3 closing their positions.
0% more funds holding
Funds holding: 14 → 14 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
3.19% less ownership
Funds ownership: 5.14% → 1.95% (-3.2%)
41% less capital invested
Capital invested by funds: $1.04M → $611K (-$431K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$55K |
| 2 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$21.9K |
| 3 |
Morgan Stanley
New York
|
+$6.14K |
| 4 |
Creative Planning
Overland Park,
Kansas
|
+$230 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$566K |
| 2 |
Citigroup
New York
|
-$57.7K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$21K |
| 4 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$2.13K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
1
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $229K | -$2.13K | -981 | -1% |
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $120K | – | – | – |
|
|
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $95K | +$55K | +25,300 | +194% |
|
|
SRC
4
Shufro Rose & Co
New York
| $43K | – | – | – |
|
5
Bank of America
Charlotte,
North Carolina
| $32K | – | – | – |
|
|
LCM
6
Landscape Capital Management
Englewood,
New Jersey
| $25K | +$21.9K | +10,088 | New |
|
|
7
Citigroup
New York
| $22K | -$57.7K | -26,546 | -75% |
|
8
Legal & General Group
London,
United Kingdom
| $22K | – | – | – |
|
|
9
Morgan Stanley
New York
| $22K | +$6.14K | +2,825 | +47% |
|
|
PSI
10
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
RCM
11
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$566K | -295,005 | Closed |
|
|
12
Citadel Advisors
Miami,
Florida
| – | -$21K | -10,706 | Closed |
|
|
U
13
UBS
Zurich,
Switzerland
| – | -$1K | -620 | Closed |
|
|
NFG
14
Next Financial Group
Houston,
Texas
| – | +$152 | +70 | New |
|
|
15
Creative Planning
Overland Park,
Kansas
| – | +$230 | +106 | New |
|
EQS Hedge Fund Activity: Q2 2014 in Review
14 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q2 2014, worth a combined $611K — down 41% from $1.04M a quarter earlier.
Fund positioning in EQS was balanced in Q2 2014: 3 funds opened new positions, 3 closed out, 2 added to existing stakes and 2 trimmed.
The largest buyer was Blue Bell Private Wealth Management, adding an estimated $55K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $566K sold.
- 14 institutional investors held Equus Total Return (EQS) as of Q2 2014, unchanged from Q1 2014.
- Funds reported $611K of Equus Total Return stock for Q2 2014, down 41% quarter-over-quarter.
- 3 funds opened new Equus Total Return positions in Q2 2014 and 3 closed out, a net change of 0 holders.
- The largest Equus Total Return buyer in Q2 2014 was Blue Bell Private Wealth Management, an estimated $55K added.
- The largest Equus Total Return seller in Q2 2014 was Rivernorth Capital Management, an estimated $566K sold.
Based on aggregated 13F filings for Q2 2014.