Equus Total Return
14 hedge funds and large institutions have $1.97M invested in Equus Total Return in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 0 increasing their positions, 3 reducing their positions, and 3 closing their positions.
6% more capital invested
Capital invested by funds: $1.86M → $1.97M (+$114K)
0.13% more ownership
Funds ownership: 8.23% → 8.37% (+0.13%)
0% more funds holding
Funds holding: 14 → 14 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AA
Ancora Advisors
Cleveland,
Ohio
|
+$117K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
+$515 |
| 3 |
NFG
Next Financial Group
Houston,
Texas
|
+$120 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$60.2K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$24K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$4K |
| 4 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$1.06K |
| 5 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$687 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $925K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $345K | -$60.2K | -35,081 | -16% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $288K | – | – | – |
|
|
AA
4
Ancora Advisors
Cleveland,
Ohio
| $126K | +$117K | +68,000 | New |
|
|
TJHA
5
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $113K | -$687 | -400 | -0.7% |
|
|
BBPWM
6
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $71K | -$1.06K | -615 | -2% |
|
|
KAM
7
Kazazian Asset Management
Fort Lauderdale,
Florida
| $61K | – | – | – |
|
|
SRC
8
Shufro Rose & Co
New York
| $33K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $8K | – | – | – |
|
|
AG
10
Advisor Group
Phoenix,
Arizona
| $2K | – | – | – |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $1K | +$515 | +300 | New |
|
|
12
Citadel Advisors
Miami,
Florida
| – | -$24K | -13,263 | Closed |
|
|
13
UBS Group
Zurich,
Switzerland
| – | -$4K | -2,015 | Closed |
|
|
NFG
14
Next Financial Group
Houston,
Texas
| – | +$120 | +70 | New |
|
EQS Hedge Fund Activity: Q3 2016 in Review
14 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2016, worth a combined $1.97M — up 6.1% from $1.86M a quarter earlier.
Fund positioning in EQS was balanced in Q3 2016: 3 funds opened new positions, 3 closed out, 0 added to existing stakes and 3 trimmed.
The largest buyer was Ancora Advisors, opening a new position worth an estimated $117K. The largest seller was Landscape Capital Management, cutting an estimated $60.2K.
- 14 institutional investors held Equus Total Return (EQS) as of Q3 2016, unchanged from Q2 2016.
- Funds reported $1.97M of Equus Total Return stock for Q3 2016, up 6.1% quarter-over-quarter.
- 3 funds opened new Equus Total Return positions in Q3 2016 and 3 closed out, a net change of 0 holders.
- The largest Equus Total Return buyer in Q3 2016 was Ancora Advisors, an estimated $117K added.
- The largest Equus Total Return seller in Q3 2016 was Landscape Capital Management, an estimated $60.2K sold.
Based on aggregated 13F filings for Q3 2016.