Next Financial Group’s Equus Total Return EQS Stock Holding History

Next Financial Group’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-70	Closed	–	–	2400
2019 Q3	$0	Hold	70	–	–	﹤0.01%	2332
2019 Q2	$0	Buy	+70	New	+$122	﹤0.01%	2322
2019 Q1	–	Sell	-70	Closed	–	–	1741
2018 Q4	$0	Buy	+70	New	+$141	﹤0.01%	1990
2017 Q1	–	Sell	-70	Closed	–	–	1983
2016 Q4	$0	Hold	70	–	–	﹤0.01%	2411
2016 Q3	$0	Buy	+70	New	+$120	﹤0.01%	2388
2014 Q3	–	Sell	-70	Closed	–	–	2516
2014 Q2	$0	Buy	+70	New	+$152	﹤0.01%	1215

Other funds holding EQS

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Next Financial Group's EQS Position: Q4 2019 in Review

Next Financial Group sold out of Equus Total Return (EQS) in Q4 2019, closing a stake of 70 shares.

Next Financial Group first reported a position in EQS in Q2 2014 and held it in 6 quarters. The position peaked at $0 in Q3 2019. 17 funds tracked by Wall St. Rank hold EQS as of Q4 2019.

Next Financial Group reported no remaining Equus Total Return position as of Q4 2019 after selling out during the quarter.
Next Financial Group sold 70 Equus Total Return shares in Q4 2019.
Next Financial Group first reported a position in Equus Total Return in Q2 2014 and held it in 6 quarters.
Next Financial Group's Equus Total Return position peaked at $0 in Q3 2019.
17 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2019.

Based on Next Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.