Almitas Capital’s Equus Total Return EQS Stock Holding History

Almitas Capital’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-54,210	Closed	-$66K	–	57
2020 Q3	$66K	Hold	54,210	–	–	0.09%	44
2020 Q2	$63K	Hold	54,210	–	–	0.08%	45
2020 Q1	$51K	Hold	54,210	–	–	0.11%	45
2019 Q4	$99K	Hold	54,210	–	–	0.09%	63
2019 Q3	$87K	Hold	54,210	–	–	0.09%	46
2019 Q2	$89K	Hold	54,210	–	–	0.09%	52
2019 Q1	$104K	Hold	54,210	–	–	0.07%	58
2018 Q4	$106K	Buy	+54,210	New	+$110K	0.07%	85

Other funds holding EQS

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Almitas Capital's EQS Position: Q4 2020 in Review

Almitas Capital sold out of Equus Total Return (EQS) in Q4 2020, closing a stake of 54,210 shares — an estimated $66K sold.

Almitas Capital first reported a position in EQS in Q4 2018 and held it in 8 quarters. The position peaked at $106K in Q4 2018. 11 funds tracked by Wall St. Rank hold EQS as of Q4 2020.

Almitas Capital reported no remaining Equus Total Return position as of Q4 2020 after selling out during the quarter.
Almitas Capital sold 54,210 Equus Total Return shares in Q4 2020, an estimated $66K.
Almitas Capital first reported a position in Equus Total Return in Q4 2018 and held it in 8 quarters.
Almitas Capital's Equus Total Return position peaked at $106K in Q4 2018.
11 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2020.

Based on Almitas Capital's 13F filing for Q4 2020, filed 16 Feb 2021.