Bulldog Investors’s Equus Total Return EQS Stock Holding History

Bulldog Investors’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-66,126	Closed	-$129K	–	261
2021 Q2	$129K	Hold	66,126	–	–	0.03%	194
2021 Q1	$129K	Hold	66,126	–	–	0.04%	174
2020 Q4	$143K	Sell	66,126 -25,350	-28%	-$34.2K	0.05%	127
2020 Q3	$111K	Sell	91,476 -15,443	-14%	-$20.6K	0.04%	113
2020 Q2	$125K	Hold	106,919	–	–	0.06%	102
2020 Q1	$102K	Hold	106,919	–	–	0.05%	98
2019 Q4	$195K	Hold	106,919	–	–	0.08%	98
2019 Q3	$172K	Hold	106,919	–	–	0.08%	99
2019 Q2	$175K	Sell	106,919 -65,558	-38%	-$114K	0.05%	106
2019 Q1	$330K	Sell	172,477 -303,687	-64%	-$581K	0.15%	88
2018 Q4	$933K	Sell	476,164 -20,998	-4%	-$42.4K	0.35%	66
2018 Q3	$989K	Hold	497,162	–	–	0.28%	65
2018 Q2	$1.17M	Hold	497,162	–	–	0.31%	62
2018 Q1	$1.18M	Hold	497,162	–	–	0.32%	63
2017 Q4	$1.19M	Hold	497,162	–	–	0.32%	60
2017 Q3	$1.21M	Hold	497,162	–	–	0.35%	53
2017 Q2	$1.17M	Hold	497,162	–	–	0.3%	51
2017 Q1	$1.24M	Hold	497,162	–	–	0.32%	47
2016 Q4	$999K	Hold	497,162	–	–	0.26%	48
2016 Q3	$925K	Hold	497,162	–	–	0.21%	45
2016 Q2	$885K	Hold	497,162	–	–	0.23%	46
2016 Q1	$794K	Sell	497,162 -14,466	-3%	-$22.9K	0.19%	49
2015 Q4	$916K	Sell	511,628 -11,977	-2%	-$19.6K	0.19%	52
2015 Q3	$916K	Hold	523,605	–	–	0.2%	54
2015 Q2	$1.02M	Sell	523,605 -497,424	-49%	-$955K	0.21%	48
2015 Q1	$1.02M	Sell	1,021,029 -78,541	-7%	-$155K	0.23%	45
2014 Q4	$1.1M	Sell	1,099,570 -57,597	-5%	-$122K	0.24%	47
2014 Q3	$1.16M	Buy	1,157,167 +633,562	+121%	+$1.49M	0.24%	47
2014 Q2	$1.3M	Hold	523,605	–	–	0.27%	56
2014 Q1	$1M	Hold	523,605	–	–	0.23%	58
2013 Q4	$1.04M	Sell	523,605 -23,636	-4%	-$44.6K	0.23%	54
2013 Q3	$1.03M	Sell	547,241 -11,513	-2%	-$22.1K	0.23%	50
2013 Q2	$1.07M	Buy	+558,754	New	+$1.16M	0.23%	51

Other funds holding EQS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.74B AUM 34.09% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $2.19B AUM 21.28% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Bulldog Investors's EQS Position: Q3 2021 in Review

Bulldog Investors sold out of Equus Total Return (EQS) in Q3 2021, closing a stake of 66,126 shares — an estimated $129K sold.

Bulldog Investors first reported a position in EQS in Q2 2013 and held it in 33 quarters. The position peaked at $1.3M in Q2 2014. 8 funds tracked by Wall St. Rank hold EQS as of Q3 2021.

Bulldog Investors reported no remaining Equus Total Return position as of Q3 2021 after selling out during the quarter.
Bulldog Investors sold 66,126 Equus Total Return shares in Q3 2021, an estimated $129K.
Bulldog Investors first reported a position in Equus Total Return in Q2 2013 and held it in 33 quarters.
Bulldog Investors's Equus Total Return position peaked at $1.3M in Q2 2014.
8 funds tracked by Wall St. Rank held Equus Total Return as of Q3 2021.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.