Equus Total Return
16 hedge funds and large institutions have $2.25M invested in Equus Total Return in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
14% more funds holding
Funds holding: 14 → 16 (+2)
14% more capital invested
Capital invested by funds: $1.97M → $2.25M (+$275K)
0.89% more ownership
Funds ownership: 8.37% → 9.26% (+0.89%)
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AA
Ancora Advisors
Cleveland,
Ohio
|
+$124K |
| 2 |
BFM
Boothbay Fund Management
New York
|
+$103K |
| 3 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$2.23K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$959 |
| 5 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
+$2 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$11.4K |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$4.1K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BI
1
Bulldog Investors
Saddle Brook,
New Jersey
| $999K | – | – | – |
|
|
LCM
2
Landscape Capital Management
Englewood,
New Jersey
| $361K | -$11.4K | -5,975 | -3% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $311K | – | – | – |
|
|
AA
4
Ancora Advisors
Cleveland,
Ohio
| $268K | +$124K | +65,300 | +96% |
|
|
TJHA
5
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $124K | +$2.23K | +1,174 | +2% |
|
|
BBPWM
6
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $72K | -$4.1K | -2,155 | -6% |
|
|
KAM
7
Kazazian Asset Management
Fort Lauderdale,
Florida
| $65K | – | – | – |
|
|
SRC
8
Shufro Rose & Co
New York
| $36K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $9K | – | – | – |
|
|
AG
10
Advisor Group
Phoenix,
Arizona
| $2K | – | – | – |
|
|
11
UBS Group
Zurich,
Switzerland
| $1K | +$959 | +504 | New |
|
|
BFM
12
Boothbay Fund Management
New York
| $109 | +$103K | +54,000 | New |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$1K | -300 | Closed |
|
|
14
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | +$2 | +1 | New |
|
EQS Hedge Fund Activity: Q4 2016 in Review
16 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q4 2016, worth a combined $2.25M — up 14% from $1.97M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new EQS positions and 1 closed out — a net gain of 2 holders — while 2 added to existing stakes and 2 trimmed.
The largest buyer was Ancora Advisors, adding an estimated $124K. The largest seller was Landscape Capital Management, cutting an estimated $11.4K.
- 16 institutional investors held Equus Total Return (EQS) as of Q4 2016, up from 14 in Q3 2016.
- Funds reported $2.25M of Equus Total Return stock for Q4 2016, up 14% quarter-over-quarter.
- 3 funds opened new Equus Total Return positions in Q4 2016 and 1 closed out, a net change of +2 holders.
- The largest Equus Total Return buyer in Q4 2016 was Ancora Advisors, an estimated $124K added.
- The largest Equus Total Return seller in Q4 2016 was Landscape Capital Management, an estimated $11.4K sold.
Based on aggregated 13F filings for Q4 2016.