West Family Investments’s Equus Total Return EQS Stock Holding History

West Family Investments’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-210,276	Closed	-$374	–	85
2020 Q4	$374	Hold	210,276	–	–	0.11%	103
2020 Q3	$261K	Sell	210,276 -33,527	-14%	-$44.6K	0.1%	80
2020 Q2	$445K	Hold	243,803	–	–	0.11%	75
2020 Q1	$232K	Hold	243,803	–	–	0.09%	77
2019 Q4	$445K	Hold	243,803	–	–	0.11%	75
2019 Q3	$393K	Hold	243,803	–	–	0.1%	71
2019 Q2	$398K	Hold	243,803	–	–	0.1%	73
2019 Q1	$464K	Hold	243,803	–	–	0.12%	75
2018 Q4	$478K	Hold	243,803	–	–	0.12%	76
2018 Q3	$484K	Hold	243,803	–	–	0.11%	75
2018 Q2	$575K	Buy	+243,803	New	+$582K	0.14%	70

Other funds holding EQS

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

West Family Investments's EQS Position: Q1 2021 in Review

West Family Investments sold out of Equus Total Return (EQS) in Q1 2021, closing a stake of 210,276 shares — an estimated $374 sold.

West Family Investments first reported a position in EQS in Q2 2018 and held it in 11 quarters. The position peaked at $575K in Q2 2018. 10 funds tracked by Wall St. Rank hold EQS as of Q1 2021.

West Family Investments reported no remaining Equus Total Return position as of Q1 2021 after selling out during the quarter.
West Family Investments sold 210,276 Equus Total Return shares in Q1 2021, an estimated $374.
West Family Investments first reported a position in Equus Total Return in Q2 2018 and held it in 11 quarters.
West Family Investments's Equus Total Return position peaked at $575K in Q2 2018.
10 funds tracked by Wall St. Rank held Equus Total Return as of Q1 2021.

Based on West Family Investments's 13F filing for Q1 2021, filed 12 May 2021.