Northern Trust’s Equus Total Return EQS Stock Holding History

Northern Trust’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-30,986	Closed	-$37K	–	4387
2020 Q3	$37K	Buy	+30,986	New	+$41.3K	﹤0.01%	4140

Other funds holding EQS

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Northern Trust's EQS Position: Q4 2020 in Review

Northern Trust sold out of Equus Total Return (EQS) in Q4 2020, closing a stake of 30,986 shares — an estimated $37K sold.

Northern Trust first reported a position in EQS in Q3 2020 and held it in 1 quarter. The position peaked at $37K in Q3 2020. 11 funds tracked by Wall St. Rank hold EQS as of Q4 2020.

Northern Trust reported no remaining Equus Total Return position as of Q4 2020 after selling out during the quarter.
Northern Trust sold 30,986 Equus Total Return shares in Q4 2020, an estimated $37K.
Northern Trust first reported a position in Equus Total Return in Q3 2020 and held it in 1 quarter.
Northern Trust's Equus Total Return position peaked at $37K in Q3 2020.
11 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2020.

Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.