D.A. Davidson & Co’s Equus Total Return EQS Stock Holding History

D.A. Davidson & Co’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-4,000	Closed	-$9K	–	2378
2017 Q1	$9K	Buy	+4,000	New	+$8.66K	﹤0.01%	2052
2014 Q4	–	Sell	-1,635	Closed	-$3K	–	2107
2014 Q3	$3K	Buy	+1,635	New	+$3.85K	﹤0.01%	1990

Other funds holding EQS

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

D.A. Davidson & Co's EQS Position: Q2 2017 in Review

D.A. Davidson & Co sold out of Equus Total Return (EQS) in Q2 2017, closing a stake of 4,000 shares — an estimated $9K sold.

D.A. Davidson & Co first reported a position in EQS in Q3 2014 and held it in 2 quarters. The position peaked at $9K in Q1 2017. 15 funds tracked by Wall St. Rank hold EQS as of Q2 2017.

D.A. Davidson & Co reported no remaining Equus Total Return position as of Q2 2017 after selling out during the quarter.
D.A. Davidson & Co sold 4,000 Equus Total Return shares in Q2 2017, an estimated $9K.
D.A. Davidson & Co first reported a position in Equus Total Return in Q3 2014 and held it in 2 quarters.
D.A. Davidson & Co's Equus Total Return position peaked at $9K in Q1 2017.
15 funds tracked by Wall St. Rank held Equus Total Return as of Q2 2017.

Based on D.A. Davidson & Co's 13F filing for Q2 2017, filed 11 Aug 2017.