Rivernorth Capital Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Rivernorth Capital Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-42,413	Closed	-$544K	–	898
2022 Q2	$544K	Buy	+42,413	New	+$581K	0.02%	439
2021 Q1	–	Sell	-185,844	Closed	-$2.68M	–	504
2020 Q4	$2.68M	Sell	185,844 -18,762	-9%	-$252K	0.16%	103
2020 Q3	$2.62M	Buy	204,606 +179,925	+729%	+$2.28M	0.16%	116
2020 Q2	$307K	Buy	+24,681	New	+$298K	0.02%	215
2019 Q4	–	Sell	-38,574	Closed	-$572K	–	283
2019 Q3	$572K	Sell	38,574 -115,263	-75%	-$1.71M	0.03%	206
2019 Q2	$2.3M	Sell	153,837 -120,546	-44%	-$1.81M	0.1%	120
2019 Q1	$4.07M	Sell	274,383 -2,664	-1%	-$39.4K	0.27%	83
2018 Q4	$4.02M	Buy	+277,047	New	+$4.19M	0.24%	103
2016 Q4	–	Sell	-129,350	Closed	-$2.19M	–	166
2016 Q3	$2.19M	Sell	129,350 -101,076	-44%	-$1.65M	0.16%	112
2016 Q2	$3.64M	Buy	230,426 +43,307	+23%	+$682K	0.24%	105
2016 Q1	$2.84M	Buy	187,119 +157,458	+531%	+$2.28M	0.18%	131
2015 Q4	$449K	Buy	29,661 +6,655	+29%	+$102K	0.03%	186
2015 Q3	$361K	Buy	+23,006	New	+$393K	0.02%	188
2014 Q2	–	Sell	-38,350	Closed	-$700K	–	206
2014 Q1	$700K	Sell	38,350 -44,393	-54%	-$811K	0.06%	164
2013 Q4	$1.5M	Buy	+82,743	New	+$1.49M	0.11%	153

Other funds holding AFT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NCM

Next Capital Management New York $370M AUM 13.07% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $7.21B AUM 45.97% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Rivernorth Capital Management's AFT Position: Q3 2022 in Review

Rivernorth Capital Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q3 2022, closing a stake of 42,413 shares — an estimated $544K sold.

Rivernorth Capital Management first reported a position in AFT in Q4 2013 and held it in 15 quarters. The position peaked at $4.07M in Q1 2019. 50 funds tracked by Wall St. Rank hold AFT as of Q3 2022.

Rivernorth Capital Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q3 2022 after selling out during the quarter.
Rivernorth Capital Management sold 42,413 Apollo Senior Floating Rate Fund Inc. shares in Q3 2022, an estimated $544K.
Rivernorth Capital Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2013 and held it in 15 quarters.
Rivernorth Capital Management's Apollo Senior Floating Rate Fund Inc. position peaked at $4.07M in Q1 2019.
50 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q3 2022.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.