Rivernorth Capital Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-42,413	Closed	-$544K	–	898
2022 Q2	$544K	Buy	+42,413	New	+$581K	0.02%	439
2021 Q1	–	Sell	-185,844	Closed	-$2.68M	–	504
2020 Q4	$2.68M	Sell	185,844 -18,762	-9%	-$252K	0.16%	103
2020 Q3	$2.62M	Buy	204,606 +179,925	+729%	+$2.28M	0.16%	116
2020 Q2	$307K	Buy	+24,681	New	+$298K	0.02%	215
2019 Q4	–	Sell	-38,574	Closed	-$572	–	283
2019 Q3	$572	Sell	38,574 -115,263	-75%	-$1.71M	﹤0.01%	212
2019 Q2	$2.3K	Sell	153,837 -120,546	-44%	-$1.81M	0.1%	120
2019 Q1	$4.07M	Sell	274,383 -2,664	-1%	-$39.4K	0.27%	83
2018 Q4	$4.02M	Buy	+277,047	New	+$4.19M	0.24%	103
2016 Q4	–	Sell	-129,350	Closed	-$2.19M	–	166
2016 Q3	$2.19M	Sell	129,350 -101,076	-44%	-$1.65M	0.16%	112
2016 Q2	$3.64M	Buy	230,426 +43,307	+23%	+$682K	0.24%	105
2016 Q1	$2.84M	Buy	187,119 +157,458	+531%	+$2.28M	0.18%	131
2015 Q4	$449K	Buy	29,661 +6,655	+29%	+$102K	0.03%	186
2015 Q3	$361K	Buy	+23,006	New	+$393K	0.02%	188
2014 Q2	–	Sell	-38,350	Closed	-$700K	–	207
2014 Q1	$700K	Sell	38,350 -44,393	-54%	-$811K	0.06%	164
2013 Q4	$1.5M	Buy	+82,743	New	+$1.49M	0.12%	153