LPL Financial
AFT

LPL Financial’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

LPL Financial’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-175,608
Closed -$2.55M – 5325
2024
Q2 		$2.55M Buy
175,608
+1,652
+0.9% +$24K ﹤0.01% 2394
2024
Q1 		$2.48M Buy
173,956
+19,091
+12% +$266K ﹤0.01% 2357
2023
Q4 		$2.05M Buy
154,865
+11,238
+8% +$148K ﹤0.01% 2380
2023
Q3 		$1.93M Sell
143,627
-18,181
-11% -$240K ﹤0.01% 2309
2023
Q2 		$2.09M Sell
161,808
-5,382
-3% -$67.6K ﹤0.01% 2211
2023
Q1 		$2.11M Sell
167,190
-12,631
-7% -$163K ﹤0.01% 2102
2022
Q4 		$2.22M Sell
179,821
-6,848
-4% -$85.5K ﹤0.01% 1998
2022
Q3 		$2.33M Sell
186,669
-18,897
-9% -$248K ﹤0.01% 1861
2022
Q2 		$2.64M Buy
205,566
+7,814
+4% +$107K ﹤0.01% 1816
2022
Q1 		$2.89M Buy
197,752
+176
+0.1% +$2.77K ﹤0.01% 1787
2021
Q4 		$3.18M Sell
197,576
-3,101
-2% -$49.9K ﹤0.01% 1734
2021
Q3 		$3.17M Buy
200,677
+1,650
+0.8% +$25.9K ﹤0.01% 1701
2021
Q2 		$3.14M Buy
199,027
+7,849
+4% +$120K ﹤0.01% 1654
2021
Q1 		$2.84M Buy
191,178
+14,197
+8% +$208K ﹤0.01% 1602
2020
Q4 		$2.55M Buy
176,981
+3,366
+2% +$45.2K ﹤0.01% 1514
2020
Q3 		$2.23M Sell
173,615
-8,188
-5% -$104K ﹤0.01% 1398
2020
Q2 		$2.26M Buy
181,803
+138,549
+320% +$1.67M ﹤0.01% 1283
2020
Q1 		$502K Buy
43,254
+2,347
+6% +$33.4K ﹤0.01% 2103
2019
Q4 		$619K Buy
40,907
+1,187
+3% +$17.5K ﹤0.01% 2188
2019
Q3 		$589K Buy
39,720
+800
+2% +$11.9K ﹤0.01% 2142
2019
Q2 		$582K Buy
38,920
+2,744
+8% +$41.2K ﹤0.01% 2157
2019
Q1 		$536K Buy
36,176
+5,456
+18% +$80.7K ﹤0.01% 2179
2018
Q4 		$442K Sell
30,720
-1,270
-4% -$19.2K ﹤0.01% 2131
2018
Q3 		$511K Buy
31,990
+8,545
+36% +$138K ﹤0.01% 2212
2018
Q2 		$383K Buy
23,445
+13,275
+131% +$222K ﹤0.01% 2426
2018
Q1 		$171K Buy
10,170
+100
+1% +$1.64K ﹤0.01% 2993
2017
Q4 		$163K Buy
+10,070
New +$166K ﹤0.01% 2860
2017
Q2 		– Sell
-17,722
Closed -$309K – 2987
2017
Q1 		$309K Sell
17,722
-191
-1% -$3.36K ﹤0.01% 2173
2016
Q4 		$311K Buy
17,913
+4,426
+33% +$74.3K ﹤0.01% 2145
2016
Q3 		$227K Buy
+13,487
New +$220K ﹤0.01% 2324
2016
Q2 		– Sell
-23,464
Closed -$355K – 3027
2016
Q1 		$355K Sell
23,464
-3,208
-12% -$46.5K ﹤0.01% 2397
2015
Q4 		$403K Buy
26,672
+14,296
+116% +$219K ﹤0.01% 2336
2015
Q3 		$192K Buy
+12,376
New +$211K ﹤0.01% 2528
2014
Q3 		– Sell
-15,082
Closed -$272K – 2794
2014
Q2 		$272K Sell
15,082
-266
-2% -$4.8K ﹤0.01% 2276
2014
Q1 		$280K Sell
15,348
-181
-1% -$3.31K ﹤0.01% 2172
2013
Q4 		$281K Buy
+15,529
New +$279K ﹤0.01% 2170

Other funds holding AFT

SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

LPL Financial's AFT Position: Q3 2024 in Review

LPL Financial sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q3 2024, closing a stake of 175,608 shares — an estimated $2.55M sold.

LPL Financial first reported a position in AFT in Q4 2013 and held it in 36 quarters. The position peaked at $3.18M in Q4 2021. 2 funds tracked by Wall St. Rank hold AFT as of Q3 2024.

  • LPL Financial reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q3 2024 after selling out during the quarter.
  • LPL Financial sold 175,608 Apollo Senior Floating Rate Fund Inc. shares in Q3 2024, an estimated $2.55M.
  • LPL Financial first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2013 and held it in 36 quarters.
  • LPL Financial's Apollo Senior Floating Rate Fund Inc. position peaked at $3.18M in Q4 2021.
  • 2 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q3 2024.

Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.