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AFT

Apollo Senior Floating Rate Fund Inc.

Delisted

AFT was delisted on the 19th of July, 2024.

42 hedge funds and large institutions have $74.9M invested in Apollo Senior Floating Rate Fund Inc. in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less capital invested

Capital invested by funds: $86.1M → $74.9M (-$11.2M)

24% less funds holding

Funds holding: 5542 (-13)

67% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 18

Holders
42
Holders Change
-13
Holders Change %
-23.64%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
17
Reduced
9
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.3M +$1.21M +75,071 +13%
GC
2
Guggenheim Capital
Illinois
$6.75M +$316K +19,655 +5%
OIA
3
OneDigital Investment Advisors
Kansas
$6.6M -$347K -21,583 -5%
PPA
4
Parametric Portfolio Associates
Washington
$6.17M -$4.6M -285,605 -43%
SIA
5
Sit Investment Associates
Minnesota
$5.81M -$452K -28,094 -7%
AAM
6
Advisors Asset Management
Colorado
$4.99M +$212K +13,146 +4%
Morgan Stanley
7
Morgan Stanley
New York
$4.42M +$330K +20,506 +8%
Cohen & Steers
8
Cohen & Steers
New York
$4.39M
NCM
9
Next Capital Management
New York
$4.18M -$767K -47,647 -16%
LPL Financial
10
LPL Financial
California
$3.18M -$49.9K -3,101 -2%
Bank of America
11
Bank of America
North Carolina
$2.78M +$717K +44,537 +35%
Invesco
12
Invesco
Georgia
$2.73M +$370K +22,964 +16%
AMH
13
Apollo Management Holdings
New York
$1.7M
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$1.46M +$116K +7,194 +9%
GAMC
15
Garner Asset Management Corp
Texas
$1.33M +$43.5K +2,700 +3%
UBS Group
16
UBS Group
Switzerland
$1.19M -$44.1K -2,740 -4%
CIA
17
Capital Investment Advisors
Georgia
$1.01M -$39.3K -2,439 -4%
Stifel Financial
18
Stifel Financial
Missouri
$883K +$252K +15,655 +40%
SFS
19
Shaker Financial Services
Virginia
$859K +$538K +33,414 +168%
SRC
20
Shufro Rose & Co
New York
$773K +$43.5K +2,700 +6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$580K +$23K +1,426 +4%
Osaic Holdings
22
Osaic Holdings
Arizona
$505K +$21.3K +1,320 +4%
FWM
23
Foresight Wealth Management
Utah
$490K +$72.5K +4,500 +17%
MC
24
Matisse Capital
Oregon
$387K -$287K -17,798 -43%
OC
25
Oppenheimer & Co
New York
$280K +$2.06K +128 +0.7%

AFT Hedge Fund Activity: Q4 2021 in Review

42 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Apollo Senior Floating Rate Fund Inc. (AFT) for Q4 2021, worth a combined $74.9M — down 13% from $86.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of AFT and 6 opened new positions — a net loss of 12 holders — while 9 trimmed existing stakes and 17 added.

The largest buyer was Wells Fargo, adding an estimated $1.21M. The largest seller was Parametric Portfolio Associates, cutting an estimated $4.6M.

  • 42 institutional investors held Apollo Senior Floating Rate Fund Inc. (AFT) as of Q4 2021, down from 55 in Q3 2021.
  • Funds reported $74.9M of Apollo Senior Floating Rate Fund Inc. stock for Q4 2021, down 13% quarter-over-quarter.
  • 6 funds opened new Apollo Senior Floating Rate Fund Inc. positions in Q4 2021 and 18 closed out, a net change of -12 holders.
  • The largest Apollo Senior Floating Rate Fund Inc. buyer in Q4 2021 was Wells Fargo, an estimated $1.21M added.
  • The largest Apollo Senior Floating Rate Fund Inc. seller in Q4 2021 was Parametric Portfolio Associates, an estimated $4.6M sold.

Based on aggregated 13F filings for Q4 2021.