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AFT

Apollo Senior Floating Rate Fund Inc.

Delisted

AFT was delisted on the 19th of July, 2024.

23 hedge funds and large institutions have $52.4M invested in Apollo Senior Floating Rate Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less capital invested

Capital invested by funds: $53.1M → $52.4M (-$630K)

8% less funds holding

Funds holding: 2523 (-2)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$10.5M +$2.66M +145,790 +34%
Invesco
2
Invesco
Georgia
$9.19M -$1.16M -63,611 -11%
Morgan Stanley
3
Morgan Stanley
New York
$8.37M +$318K +17,400 +4%
GC
4
Guggenheim Capital
Illinois
$8.16M +$364K +19,935 +5%
AAM
5
Advisors Asset Management
Colorado
$4.11M -$2.24M -122,854 -35%
Bank of America
6
Bank of America
North Carolina
$2.07M -$967K -52,945 -32%
MIG
7
Mariner Investment Group
New York
$1.91M +$1.91M +104,462 New
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$1.62M -$174K -9,531 -10%
Deutsche Bank
9
Deutsche Bank
Germany
$1.34M +$254K +13,899 +23%
Wells Fargo
10
Wells Fargo
California
$1.27M -$416K -22,752 -25%
ARC
11
Absolute Return Capital
Massachusetts
$712K -$6.38K -349 -0.9%
RCM
12
Rivernorth Capital Management
Florida
$700K -$811K -44,393 -54%
OC
13
Oppenheimer & Co
New York
$506K +$56.6K +3,100 +13%
JP Morgan Chase
14
JP Morgan Chase
New York
$481K +$197K +10,772 +69%
U
15
UBS
Switzerland
$464K +$86.7K +4,746 +23%
LPL Financial
16
LPL Financial
California
$280K -$3.31K -181 -1%
SFS
17
Shaker Financial Services
Virginia
$260K +$70.4K +3,854 +37%
CIA
18
Capital Investment Advisors
Georgia
$199K
Stifel Financial
19
Stifel Financial
Missouri
$187K +$187K +10,239 New
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$41K
Citigroup
21
Citigroup
New York
$28K -$10.7K -586 -28%
First Manhattan
22
First Manhattan
New York
$22K
TRCT
23
Tower Research Capital (TRC)
New York
$8K -$13.1K -716 -62%
WAM
24
Wolverine Asset Management
Illinois
-$1.11M -61,637 Closed
PPA
25
Parametric Portfolio Associates
Washington
-$222K -12,244 Closed

AFT Hedge Fund Activity: Q1 2014 in Review

23 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Apollo Senior Floating Rate Fund Inc. (AFT) for Q1 2014, worth a combined $52.4M — down 1.2% from $53.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of AFT and 2 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was Baillie Gifford & Co, adding an estimated $2.66M. The largest seller was Advisors Asset Management, cutting an estimated $2.24M.

  • 23 institutional investors held Apollo Senior Floating Rate Fund Inc. (AFT) as of Q1 2014, down from 25 in Q4 2013.
  • Funds reported $52.4M of Apollo Senior Floating Rate Fund Inc. stock for Q1 2014, down 1.2% quarter-over-quarter.
  • 2 funds opened new Apollo Senior Floating Rate Fund Inc. positions in Q1 2014 and 4 closed out, a net change of -2 holders.
  • The largest Apollo Senior Floating Rate Fund Inc. buyer in Q1 2014 was Baillie Gifford & Co, an estimated $2.66M added.
  • The largest Apollo Senior Floating Rate Fund Inc. seller in Q1 2014 was Advisors Asset Management, an estimated $2.24M sold.

Based on aggregated 13F filings for Q1 2014.