Mariner Investment Group’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-39,546	Closed	-$599K	–	97
2019 Q4	$599K	Buy	+39,546	New	+$584K	0.68%	45
2018 Q1	–	Sell	-32,236	Closed	-$523K	–	95
2017 Q4	$523K	Buy	+32,236	New	+$531K	0.22%	55
2017 Q3	–	Sell	-10,000	Closed	-$169K	–	84
2017 Q2	$169K	Buy	+10,000	New	+$173K	0.09%	43
2017 Q1	–	Sell	-160,590	Closed	-$2.79M	–	112
2016 Q4	$2.79M	Sell	160,590 -78,637	-33%	-$1.32M	1.5%	17
2016 Q3	$4.05M	Sell	239,227 -115,860	-33%	-$1.89M	2.09%	18
2016 Q2	$5.61M	Sell	355,087 -70,998	-17%	-$1.12M	1.92%	18
2016 Q1	$6.48M	Buy	426,085 +119,157	+39%	+$1.73M	1.84%	11
2015 Q4	$4.65M	Buy	306,928 +20,974	+7%	+$321K	1.06%	29
2015 Q3	$4.48M	Buy	+285,954	New	+$4.88M	0.94%	35
2015 Q2	–	Sell	-104,066	Closed	-$1.86M	–	268
2015 Q1	$1.86M	Sell	104,066 -88,949	-46%	-$1.52M	0.5%	66
2014 Q4	$3.21M	Buy	193,015 +43,957	+29%	+$745K	0.55%	52
2014 Q3	$2.55M	Buy	149,058 +45,207	+44%	+$796K	0.54%	46
2014 Q2	$1.88M	Sell	103,851 -611	-0.6%	-$11K	0.37%	69
2014 Q1	$1.91M	Buy	+104,462	New	+$1.91M	0.42%	58