Deutsche Bank’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Deutsche Bank’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-27,500	Closed	-$434K	–	5251
2016 Q2	$434K	Hold	27,500	–	–	﹤0.01%	3374
2016 Q1	$418K	Hold	27,500	–	–	﹤0.01%	3319
2015 Q4	$416K	Sell	27,500 -24,405	-47%	-$374K	﹤0.01%	3360
2015 Q3	$813K	Buy	51,905 +998	+2%	+$17K	﹤0.01%	3075
2015 Q2	$905K	Sell	50,907 -57,663	-53%	-$1.04M	﹤0.01%	3028
2015 Q1	$1.94M	Buy	108,570 +70,075	+182%	+$1.2M	﹤0.01%	2464
2014 Q4	$640K	Sell	38,495 -35,562	-48%	-$603K	﹤0.01%	3512
2014 Q3	$1.27M	Sell	74,057 -4,089	-5%	-$72K	﹤0.01%	2859
2014 Q2	$1.41M	Buy	78,146 +4,548	+6%	+$82.1K	﹤0.01%	2691
2014 Q1	$1.34M	Buy	73,598 +13,899	+23%	+$254K	﹤0.01%	2662
2013 Q4	$1.08M	Sell	59,699 -32,923	-36%	-$591K	﹤0.01%	2612
2013 Q3	$1.65M	Buy	92,622 +57,281	+162%	+$1.07M	﹤0.01%	2607
2013 Q2	$694K	Buy	+35,341	New	+$709K	﹤0.01%	2957

Other funds holding AFT

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Deutsche Bank's AFT Position: Q3 2016 in Review

Deutsche Bank sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q3 2016, closing a stake of 27,500 shares — an estimated $434K sold.

Deutsche Bank first reported a position in AFT in Q2 2013 and held it in 13 quarters. The position peaked at $1.94M in Q1 2015. 40 funds tracked by Wall St. Rank hold AFT as of Q3 2016.

Deutsche Bank reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 27,500 Apollo Senior Floating Rate Fund Inc. shares in Q3 2016, an estimated $434K.
Deutsche Bank first reported a position in Apollo Senior Floating Rate Fund Inc. in Q2 2013 and held it in 13 quarters.
Deutsche Bank's Apollo Senior Floating Rate Fund Inc. position peaked at $1.94M in Q1 2015.
40 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.