Financial & Investment Management Group’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Financial & Investment Management Group’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$3.31M	Buy	230,008 +178,219	+344%	+$2.7M	1.21%	30
2018 Q3	$828K	Sell	51,789 -1,175	-2%	-$18.9K	0.27%	61
2018 Q2	$865K	Sell	52,964 -495	-0.9%	-$8.29K	0.27%	62
2018 Q1	$900K	Buy	+53,459	New	+$876K	0.29%	61
2017 Q1	–	Sell	-325,340	Closed	-$5.66M	–	104
2016 Q4	$5.66M	Sell	325,340 -243,924	-43%	-$4.1M	2.18%	10
2016 Q3	$9.64M	Sell	569,264 -5,356	-0.9%	-$87.4K	3.15%	5
2016 Q2	$9.08M	Buy	574,620 +11,028	+2%	+$174K	2.77%	8
2016 Q1	$8.57M	Buy	563,592 +412,271	+272%	+$5.98M	2.29%	12
2015 Q4	$2.29M	Buy	+151,321	New	+$2.32M	0.64%	46

Other funds holding AFT

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

NCM

Next Capital Management New York $370M AUM 13.07% 1-Year Est. Return

Financial & Investment Management Group's AFT Position: Q4 2018 in Review

Financial & Investment Management Group increased its Apollo Senior Floating Rate Fund Inc. (AFT) stake by 344% in Q4 2018, buying an estimated $2.7M and bringing the position to 230,008 shares worth $3.31M. The position accounts for 1.21% of the portfolio, ranked #30.

Financial & Investment Management Group first reported a position in AFT in Q4 2015 and has held it in 9 quarters since. The position peaked at $9.64M in Q3 2016. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

Financial & Investment Management Group held 230,008 shares of Apollo Senior Floating Rate Fund Inc. worth $3.31M as of Q4 2018.
Financial & Investment Management Group bought 178,219 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $2.7M.
Apollo Senior Floating Rate Fund Inc. made up 1.21% of Financial & Investment Management Group's portfolio in Q4 2018, its #30 holding.
Financial & Investment Management Group first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2015 and has held it in 9 quarters since.
Financial & Investment Management Group's Apollo Senior Floating Rate Fund Inc. position peaked at $9.64M in Q3 2016.
60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.