Clough Capital Partners’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Clough Capital Partners’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-48,100	Closed	-$594K	–	187
2022 Q4	$594K	Hold	48,100	–	–	0.06%	140
2022 Q3	$602K	Buy	+48,100	New	+$630K	0.06%	67
2021 Q4	–	Sell	-52,061	Closed	-$823K	–	142
2021 Q3	$823K	Buy	52,061 +38,300	+278%	+$602K	0.05%	91
2021 Q2	$217K	Hold	13,761	–	–	0.01%	129
2021 Q1	$204K	Hold	13,761	–	–	0.01%	140
2020 Q4	$198K	Buy	+13,761	New	+$185K	0.01%	131
2019 Q4	–	Sell	-10,998	Closed	-$163K	–	130
2019 Q3	$163K	Hold	10,998	–	–	0.01%	99
2019 Q2	$164K	Sell	10,998 -102,970	-90%	-$1.54M	0.02%	105
2019 Q1	$1.69M	Hold	113,968	–	–	0.15%	83
2018 Q4	$1.64M	Buy	113,968 +88,968	+356%	+$1.35M	0.19%	85
2018 Q3	$400K	Buy	+25,000	New	+$402K	0.04%	118
2016 Q1	–	Sell	-16,900	Closed	-$256K	–	248
2015 Q4	$256K	Sell	16,900 -4,200	-20%	-$64.3K	0.01%	180
2015 Q3	$331K	Buy	+21,100	New	+$360K	0.01%	156

Other funds holding AFT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Clough Capital Partners's AFT Position: Q1 2023 in Review

Clough Capital Partners sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q1 2023, closing a stake of 48,100 shares — an estimated $594K sold.

Clough Capital Partners first reported a position in AFT in Q3 2015 and held it in 13 quarters. The position peaked at $1.69M in Q1 2019. 47 funds tracked by Wall St. Rank hold AFT as of Q1 2023.

Clough Capital Partners reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q1 2023 after selling out during the quarter.
Clough Capital Partners sold 48,100 Apollo Senior Floating Rate Fund Inc. shares in Q1 2023, an estimated $594K.
Clough Capital Partners first reported a position in Apollo Senior Floating Rate Fund Inc. in Q3 2015 and held it in 13 quarters.
Clough Capital Partners's Apollo Senior Floating Rate Fund Inc. position peaked at $1.69M in Q1 2019.
47 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q1 2023.

Based on Clough Capital Partners's 13F filing for Q1 2023, filed 15 May 2023.