Rivernorth Capital Management’s State Street Industrial Select Sector SPDR ETF XLI Stock Holding History

Rivernorth Capital Management’s Portfolio XLI Stock Details XLI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,056	Closed	-$216K	–	215
2014 Q3	$216K	Buy	+4,056	New	+$218K	0.02%	171
2014 Q2	–	Sell	-9,000	Closed	-$471K	–	205
2014 Q1	$471K	Buy	+9,000	New	+$462K	0.04%	175

Other funds holding XLI

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LMIM

Lockheed Martin Investment Management Bethesda, Maryland $2.53B AUM 37.62% 1-Year Est. Return

Rivernorth Capital Management's XLI Position: Q4 2014 in Review

Rivernorth Capital Management sold out of State Street Industrial Select Sector SPDR ETF (XLI) in Q4 2014, closing a stake of 4,056 shares — an estimated $216K sold.

Rivernorth Capital Management first reported a position in XLI in Q1 2014 and held it in 2 quarters. The position peaked at $471K in Q1 2014. 410 funds tracked by Wall St. Rank hold XLI as of Q4 2014.

Rivernorth Capital Management reported no remaining State Street Industrial Select Sector SPDR ETF position as of Q4 2014 after selling out during the quarter.
Rivernorth Capital Management sold 4,056 State Street Industrial Select Sector SPDR ETF shares in Q4 2014, an estimated $216K.
Rivernorth Capital Management first reported a position in State Street Industrial Select Sector SPDR ETF in Q1 2014 and held it in 2 quarters.
Rivernorth Capital Management's State Street Industrial Select Sector SPDR ETF position peaked at $471K in Q1 2014.
410 funds tracked by Wall St. Rank held State Street Industrial Select Sector SPDR ETF as of Q4 2014.

Based on Rivernorth Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.