Rivernorth Capital Management’s Industrial Select Sector SPDR Fund XLI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,056	Closed	-$216K	–	215
2014 Q3	$216K	Buy	+4,056	New	+$216K	0.02%	170
2014 Q2	–	Sell	-9,000	Closed	-$471K	–	204
2014 Q1	$471K	Buy	+9,000	New	+$471K	0.04%	175