RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
-$55.8M
Cap. Flow
-$81.1M
Cap. Flow %
-6.6%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
72
Reduced
78
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
+$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$12.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPF
126
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
$2.15M 0.18%
97,105
-195,147
-67% -$4.32M
GLV
127
Clough Global Dividend & Income Fund
GLV
$72.8M
$2.1M 0.17%
138,741
+70,218
+102% +$1.06M
FHY
128
DELISTED
First Trust Strategic High
FHY
$2.08M 0.17%
130,663
-40,343
-24% -$643K
JHP
129
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.07M 0.17%
247,245
+11,012
+5% +$92.2K
CFD
130
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.05M 0.17%
129,215
+15,771
+14% +$250K
EIM
131
Eaton Vance Municipal Bond Fund
EIM
$566M
$2.01M 0.16%
168,972
-35,000
-17% -$416K
IWD icon
132
iShares Russell 1000 Value ETF
IWD
$63.6B
$1.99M 0.16%
20,575
+15,175
+281% +$1.46M
MHY
133
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.98M 0.16%
346,040
+35,882
+12% +$206K
SPE
134
Special Opportunities Fund
SPE
$168M
$1.94M 0.16%
+119,119
New +$1.94M
IHD
135
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$107M
$1.9M 0.15%
158,557
+55,360
+54% +$662K
TTF
136
DELISTED
Thai Fund
TTF
$1.89M 0.15%
174,585
-27,584
-14% -$299K
EVG
137
Eaton Vance Short Duration Diversified Income Fund
EVG
$154M
$1.86M 0.15%
122,573
-18,072
-13% -$275K
HIO
138
Western Asset High Income Opportunity Fund
HIO
$377M
$1.86M 0.15%
307,550
+230,110
+297% +$1.39M
FCO
139
abrdn Global Income Fund
FCO
$89.8M
$1.86M 0.15%
170,965
-28,823
-14% -$313K
KHI
140
DELISTED
Deutsche High Income Trust
KHI
$1.81M 0.15%
192,234
+45,262
+31% +$425K
CET
141
Central Securities Corp
CET
$1.46B
$1.8M 0.15%
80,395
– –
CHW
142
Calamos Global Dynamic Income Fund
CHW
$469M
$1.75M 0.14%
194,191
+20,459
+12% +$184K
LBF
143
DELISTED
Deutsche Global High Incm Fund
LBF
$1.67M 0.14%
205,534
– –
BBN icon
144
BlackRock Taxable Municipal Bond Trust
BBN
$1.03B
$1.62M 0.13%
80,053
+11,225
+16% +$227K
SVVC
145
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$1.55M 0.13%
72,540
– –
NQS
146
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.45M 0.12%
109,220
-4,462
-4% -$59.1K
GLD icon
147
SPDR Gold Trust
GLD
$115B
$1.41M 0.12%
+11,433
New +$1.41M
DMB
148
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$192M
$1.24M 0.1%
110,099
+30,120
+38% +$339K
FOF icon
149
Cohen & Steers Closed End Opportunity Fund
FOF
$360M
$1.22M 0.1%
95,255
+3,500
+4% +$45K
HSA
150
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1.19M 0.1%
174,771
-2,500
-1% -$17K
4 5
6
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