Rivernorth Capital Management’s Central Securities Corp CET Stock Holding History

Rivernorth Capital Management’s Portfolio CET Stock Details CET Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-21,195	Closed	-$416K	–	143
2016 Q2	$416K	Sell	21,195 -59,200	-74%	-$1.16M	0.03%	147
2016 Q1	$1.54M	Hold	80,395	–	–	0.09%	154
2015 Q4	$1.53M	Hold	80,395	–	–	0.09%	162
2015 Q3	$1.59M	Hold	80,395	–	–	0.1%	165
2015 Q2	$1.72M	Hold	80,395	–	–	0.11%	150
2015 Q1	$1.75M	Hold	80,395	–	–	0.12%	136
2014 Q4	$1.77M	Hold	80,395	–	–	0.12%	153
2014 Q3	$1.85M	Hold	80,395	–	–	0.15%	125
2014 Q2	$1.89M	Hold	80,395	–	–	0.15%	128
2014 Q1	$1.8M	Hold	80,395	–	–	0.15%	141
2013 Q4	$1.75M	Buy	+80,395	New	+$1.82M	0.13%	146

Other funds holding CET

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's CET Position: Q3 2016 in Review

Rivernorth Capital Management sold out of Central Securities Corp (CET) in Q3 2016, closing a stake of 21,195 shares — an estimated $416K sold.

Rivernorth Capital Management first reported a position in CET in Q4 2013 and held it in 11 quarters. The position peaked at $1.89M in Q2 2014. 40 funds tracked by Wall St. Rank hold CET as of Q3 2016.

Rivernorth Capital Management reported no remaining Central Securities Corp position as of Q3 2016 after selling out during the quarter.
Rivernorth Capital Management sold 21,195 Central Securities Corp shares in Q3 2016, an estimated $416K.
Rivernorth Capital Management first reported a position in Central Securities Corp in Q4 2013 and held it in 11 quarters.
Rivernorth Capital Management's Central Securities Corp position peaked at $1.89M in Q2 2014.
40 funds tracked by Wall St. Rank held Central Securities Corp as of Q3 2016.

Based on Rivernorth Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.