RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
-$232M
Cap. Flow %
-16.82%
Top 10 Hldgs %
26.9%
Holding
161
New
12
Increased
41
Reduced
71
Closed
22

Top Buys

1
PPT
Putnam Premier Income Trust
PPT
$8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$7.63M
3
USA icon
Liberty All-Star Equity Fund
USA
$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.55M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$74.9M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M
3
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPE
101
Special Opportunities Fund
SPE
$167M
$3.34M 0.24%
224,157
+51,825
+30% +$773K
VLT icon
102
Invesco High Income Trust II
VLT
$72.7M
$3.23M 0.23%
220,651
+38,465
+21% +$562K
BLW icon
103
BlackRock Limited Duration Income Trust
BLW
$548M
$3.21M 0.23%
206,664
-32,881
-14% -$510K
JMT
104
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.11M 0.23%
131,168
-14,644
-10% -$347K
VGI
105
Virtus Global Multi-Sector Income Fund
VGI
$90.8M
$3.1M 0.22%
194,754
-137,105
-41% -$2.18M
FHY
106
DELISTED
First Trust Strategic High
FHY
$3.01M 0.22%
243,641
– –
PCF
107
High Income Securities Fund
PCF
$120M
$2.82M 0.2%
351,733
+75,802
+27% +$608K
PHD
108
Pioneer Floating Rate Fund
PHD
$123M
$2.78M 0.2%
235,493
-57,613
-20% -$680K
CBA
109
DELISTED
ClearBridge American Energy MLP
CBA
$2.47M 0.18%
275,806
-139,828
-34% -$1.25M
HYB
110
DELISTED
New America High Income Fund, Inc.
HYB
$2.43M 0.18%
263,881
-264,357
-50% -$2.43M
MSP
111
DELISTED
Madison Strategic Sector
MSP
$2.22M 0.16%
188,674
+22,907
+14% +$269K
AFT
112
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.19M 0.16%
129,350
-101,076
-44% -$1.71M
ACSF
113
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$2.16M 0.16%
+196,020
New +$2.16M
LGI
114
Lazard Global Total Return & Income Fund
LGI
$230M
$2.16M 0.16%
+154,551
New +$2.16M
KLREU
115
DELISTED
KLR Energy Acquisition Corp.
KLREU
$2.1M 0.15%
200,000
– –
TLI
116
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$2.06M 0.15%
192,532
-24,696
-11% -$264K
STLRU
117
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$1.99M 0.14%
+200,000
New +$1.99M
PHF
118
DELISTED
Pacholder High Yield
PHF
$1.97M 0.14%
276,584
-134,782
-33% -$961K
CTR
119
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.77M 0.13%
27,149
-87,393
-76% -$5.71M
CHW
120
Calamos Global Dynamic Income Fund
CHW
$463M
$1.77M 0.13%
235,380
-147,257
-38% -$1.11M
LBF
121
DELISTED
Deutsche Global High Incm Fund
LBF
$1.54M 0.11%
182,913
-22,621
-11% -$190K
INF
122
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$1.47M 0.11%
107,219
-399,536
-79% -$5.48M
AGD
123
abrdn Global Dynamic Dividend Fund
AGD
$302M
$1.46M 0.11%
168,274
-5,082
-3% -$44.2K
TSLF
124
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.32M 0.1%
+80,082
New +$1.32M
XRDC
125
DELISTED
Crossroads Capital, Inc
XRDC
$1.06M 0.08%
585,842
+6,800
+1% +$12.3K
3 4
5
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