Rivernorth Capital Management’s Lazard Global Total Return & Income Fund LGI Stock Holding History

Rivernorth Capital Management’s Portfolio LGI Stock Details LGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-56,916	Closed	-$942K	–	288
2019 Q4	$942K	Buy	+56,916	New	+$894K	0.06%	199
2017 Q4	–	Sell	-129,941	Closed	-$2.19M	–	178
2017 Q3	$2.19M	Sell	129,941 -61,006	-32%	-$1.01M	0.18%	85
2017 Q2	$3.12M	Sell	190,947 -339,818	-64%	-$5.37M	0.24%	87
2017 Q1	$7.97M	Sell	530,765 -72,996	-12%	-$1.06M	0.55%	57
2016 Q4	$8.3M	Buy	603,761 +449,210	+291%	+$6.14M	0.54%	61
2016 Q3	$2.16M	Buy	+154,551	New	+$2.13M	0.16%	114

Other funds holding LGI

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Rivernorth Capital Management's LGI Position: Q1 2020 in Review

Rivernorth Capital Management sold out of Lazard Global Total Return & Income Fund (LGI) in Q1 2020, closing a stake of 56,916 shares — an estimated $942K sold.

Rivernorth Capital Management first reported a position in LGI in Q3 2016 and held it in 6 quarters. The position peaked at $8.3M in Q4 2016. 50 funds tracked by Wall St. Rank hold LGI as of Q1 2020.

Rivernorth Capital Management reported no remaining Lazard Global Total Return & Income Fund position as of Q1 2020 after selling out during the quarter.
Rivernorth Capital Management sold 56,916 Lazard Global Total Return & Income Fund shares in Q1 2020, an estimated $942K.
Rivernorth Capital Management first reported a position in Lazard Global Total Return & Income Fund in Q3 2016 and held it in 6 quarters.
Rivernorth Capital Management's Lazard Global Total Return & Income Fund position peaked at $8.3M in Q4 2016.
50 funds tracked by Wall St. Rank held Lazard Global Total Return & Income Fund as of Q1 2020.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.