RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$950M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MGU
76
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.07M 0.32%
141,885
-21,571
-13% -$467K
PCN
77
PIMCO Corporate & Income Strategy Fund
PCN
$837M
$3.05M 0.32%
182,928
+11,626
+7% +$194K
JLS icon
78
Nuveen Mortgage and Income Fund
JLS
$103M
$2.93M 0.31%
123,415
+58,581
+90% +$1.39M
FTT
79
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.74M 0.29%
213,125
– –
OFS icon
80
OFS Capital
OFS
$115M
$2.7M 0.28%
213,138
+5,350
+3% +$67.7K
SBW
81
DELISTED
Western Asset Worldwide Income
SBW
$2.68M 0.28%
213,513
+179,454
+527% +$2.26M
FSD
82
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.65M 0.28%
+150,872
New +$2.65M
JGG
83
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.63M 0.28%
224,288
+108,213
+93% +$1.27M
SVVC
84
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2.58M 0.27%
105,453
-51,386
-33% -$1.26M
JHP
85
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$2.56M 0.27%
324,718
+63,705
+24% +$503K
IMF
86
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$2.56M 0.27%
155,798
-400
-0.3% -$6.57K
EIM
87
Eaton Vance Municipal Bond Fund
EIM
$529M
$2.52M 0.26%
217,672
+44,020
+25% +$509K
NIO
88
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$2.47M 0.26%
190,082
+34,201
+22% +$445K
DSU icon
89
BlackRock Debt Strategies Fund
DSU
$550M
$2.44M 0.26%
606,171
-8,457
-1% -$34K
FCO
90
abrdn Global Income Fund
FCO
$89.8M
$2.31M 0.24%
213,128
+90,378
+74% +$979K
AMG icon
91
Affiliated Managers Group
AMG
$6.46B
$2.21M 0.23%
12,100
– –
PMF
92
DELISTED
PIMCO Municipal Income Fund
PMF
$2.09M 0.22%
167,375
+150,996
+922% +$1.88M
MCR
93
MFS Charter Income Trust
MCR
$267M
$2.07M 0.22%
231,546
+118,471
+105% +$1.06M
XLK icon
94
Technology Select Sector SPDR Fund
XLK
$83.2B
$2.04M 0.21%
+63,650
New +$2.04M
HIO
95
Western Asset High Income Opportunity Fund
HIO
$375M
$2.03M 0.21%
339,689
+157,128
+86% +$938K
IVH
96
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.89M 0.2%
+105,933
New +$1.89M
SPE
97
Special Opportunities Fund
SPE
$166M
$1.87M 0.2%
106,187
-55,031
-34% -$969K
JTP
98
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.86M 0.2%
246,569
+49,500
+25% +$374K
PIM
99
Putnam Master Intermediate Income Trust
PIM
$162M
$1.86M 0.2%
380,809
+45,084
+13% +$220K
NHS
100
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$1.77M 0.19%
135,677
+5,705
+4% +$74.5K
2 3
4
5 6