RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
-$55.8M
Cap. Flow
-$81.1M
Cap. Flow %
-6.6%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
72
Reduced
78
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$12.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VKQ icon
26
Invesco Municipal Trust
VKQ
$520M
$13.1M 1.07%
1,081,693
-26,900
-2% -$325K
PPT
27
Putnam Premier Income Trust
PPT
$354M
$13M 1.06%
2,349,879
-122,586
-5% -$678K
EDD
28
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$349M
$12.7M 1.03%
965,909
-417,879
-30% -$5.48M
SABA
29
Saba Capital Income & Opportunities Fund II
SABA
$257M
$12.7M 1.03%
786,687
+110,199
+16% +$1.77M
XLG icon
30
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
$12.3M 1%
947,010
– –
NIE
31
Virtus Equity & Convertible Income Fund
NIE
$693M
$12.2M 0.99%
626,881
+176,409
+39% +$3.43M
GAM
32
General American Investors Company
GAM
$1.41B
$12.1M 0.99%
344,204
+14,700
+4% +$518K
ZTR
33
Virtus Total Return Fund
ZTR
$346M
$12M 0.98%
854,653
-83,588
-9% -$1.18M
NAD icon
34
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$11.9M 0.97%
890,991
-19,800
-2% -$265K
CTF
35
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$11.4M 0.93%
689,887
-8,599
-1% -$142K
BWG
36
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$11.1M 0.9%
629,528
+1,573
+0.3% +$27.6K
JLS icon
37
Nuveen Mortgage and Income Fund
JLS
$103M
$10.8M 0.88%
461,131
+20,330
+5% +$477K
ERC
38
Allspring Multi-Sector Income Fund
ERC
$270M
$10.3M 0.84%
711,678
-2,800
-0.4% -$40.6K
HYT icon
39
BlackRock Corporate High Yield Fund
HYT
$1.48B
$10.2M 0.83%
832,221
+15,618
+2% +$191K
FSD
40
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$9.91M 0.81%
558,788
+13,638
+3% +$242K
NPI
41
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$9.15M 0.75%
698,160
-21,478
-3% -$282K
NMO
42
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$9.08M 0.74%
711,848
+81,953
+13% +$1.05M
IVH
43
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$9.03M 0.74%
494,094
+18,628
+4% +$341K
BTT icon
44
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$8.91M 0.73%
466,915
-53,134
-10% -$1.01M
EMD
45
DELISTED
Western Asset Emerging Markets
EMD
$8.74M 0.71%
707,941
+229,741
+48% +$2.84M
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$583M
$8.42M 0.69%
632,885
+209,398
+49% +$2.78M
NIO
47
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$8.05M 0.66%
584,985
-151,233
-21% -$2.08M
GDO
48
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
$8.03M 0.65%
441,606
+10,578
+2% +$192K
NML
49
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$7.89M 0.64%
437,339
-37,557
-8% -$677K
CEF icon
50
Sprott Physical Gold and Silver Trust
CEF
$6.55B
$7.87M 0.64%
571,703
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