Rivernorth Capital Management’s Invesco S&P 500 Top 50 ETF XLG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-490,990	Closed	-$7.5M	–	163
2016 Q3	$7.5M	Sell	490,990 -50,000	-9%	-$764K	0.54%	60
2016 Q2	$7.99M	Sell	540,990 -256,020	-32%	-$3.75M	0.52%	61
2016 Q1	$11.6M	Hold	797,010	–	–	0.71%	41
2015 Q4	$11.5M	Sell	797,010 -150,000	-16%	-$2.17M	0.66%	46
2015 Q3	$12.6M	Hold	947,010	–	–	0.77%	39
2015 Q2	$13.4M	Hold	947,010	–	–	0.83%	40
2015 Q1	$13.3M	Hold	947,010	–	–	0.89%	38
2014 Q4	$13.4M	Hold	947,010	–	–	0.89%	37
2014 Q3	$13.1M	Hold	947,010	–	–	1.05%	31
2014 Q2	$12.8M	Hold	947,010	–	–	1.03%	32
2014 Q1	$12.3M	Hold	947,010	–	–	1%	30
2013 Q4	$12.3M	Buy	947,010 +47,380	+5%	+$588K	0.96%	34
2013 Q3	$10.5M	Hold	899,630	–	–	1.11%	30
2013 Q2	$10.2M	Buy	+899,630	New	+$10.3M	1.14%	28