Rivernorth Capital Management’s Invesco S&P 500 Top 50 ETF XLG Stock Holding History

Rivernorth Capital Management’s Portfolio XLG Stock Details XLG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-490,990	Closed	-$7.5M	–	163
2016 Q3	$7.5M	Sell	490,990 -50,000	-9%	-$764K	0.54%	60
2016 Q2	$7.99M	Sell	540,990 -256,020	-32%	-$3.75M	0.52%	61
2016 Q1	$11.6M	Hold	797,010	–	–	0.71%	41
2015 Q4	$11.5M	Sell	797,010 -150,000	-16%	-$2.17M	0.66%	46
2015 Q3	$12.6M	Hold	947,010	–	–	0.77%	39
2015 Q2	$13.4M	Hold	947,010	–	–	0.83%	40
2015 Q1	$13.3M	Hold	947,010	–	–	0.89%	38
2014 Q4	$13.4M	Hold	947,010	–	–	0.89%	37
2014 Q3	$13.1M	Hold	947,010	–	–	1.05%	31
2014 Q2	$12.8M	Hold	947,010	–	–	1.03%	32
2014 Q1	$12.3M	Hold	947,010	–	–	1%	30
2013 Q4	$12.3M	Buy	947,010 +47,380	+5%	+$588K	0.94%	34
2013 Q3	$10.5M	Hold	899,630	–	–	1.11%	30
2013 Q2	$10.2M	Buy	+899,630	New	+$10.3M	1.14%	28

Other funds holding XLG

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

JIC

Johnson Investment Counsel Cincinnati, Ohio $13.7B AUM 21.52% 1-Year Est. Return

Rivernorth Capital Management's XLG Position: Q4 2016 in Review

Rivernorth Capital Management sold out of Invesco S&P 500 Top 50 ETF (XLG) in Q4 2016, closing a stake of 490,990 shares — an estimated $7.5M sold.

Rivernorth Capital Management first reported a position in XLG in Q2 2013 and held it in 14 quarters. The position peaked at $13.4M in Q4 2014. 80 funds tracked by Wall St. Rank hold XLG as of Q4 2016.

Rivernorth Capital Management reported no remaining Invesco S&P 500 Top 50 ETF position as of Q4 2016 after selling out during the quarter.
Rivernorth Capital Management sold 490,990 Invesco S&P 500 Top 50 ETF shares in Q4 2016, an estimated $7.5M.
Rivernorth Capital Management first reported a position in Invesco S&P 500 Top 50 ETF in Q2 2013 and held it in 14 quarters.
Rivernorth Capital Management's Invesco S&P 500 Top 50 ETF position peaked at $13.4M in Q4 2014.
80 funds tracked by Wall St. Rank held Invesco S&P 500 Top 50 ETF as of Q4 2016.

Based on Rivernorth Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.