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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+6.04%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$444M
AUM Growth
+$29.1M
Cap. Flow
+$7.88M
Cap. Flow %
1.77%
Top 10 Hldgs %
27.78%
Holding
368
New
29
Increased
130
Reduced
136
Closed
23

Top Buys

1
USB icon
US Bancorp
USB
$6.72M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$1.65M
3
HYLD
High Yield ETF
HYLD
$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$897K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
$871K

Top Sells

1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$2.28M
2
XOP icon
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$2.04M
3
KRE icon
SPDR S&P Regional Banking ETF
KRE
$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$1.66M

Sector Composition

1 Technology 12.92%
2 Financials 6.66%
3 Industrials 5.23%
4 Consumer Discretionary 5.16%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAM
326
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$157K 0.04%
16,388
-1,021
-6% -$9.78K
NAC icon
327
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$154K 0.03%
+11,901
New +$154K
GASS icon
328
StealthGas
GASS
$276M
$151K 0.03%
42,400
-2,000
-5% -$7.12K
TAHO
329
DELISTED
Tahoe Resources Inc
TAHO
$148K 0.03%
52,901
-3,517
-6% -$9.84K
HRZN icon
330
Horizon Technology Finance
HRZN
$294M
$126K 0.03%
11,069
– –
RBBN icon
331
Ribbon Communications
RBBN
$707M
$106K 0.02%
15,490
-4,200
-21% -$28.7K
TEI
332
Templeton Emerging Markets Income Fund
TEI
$294M
$101K 0.02%
10,136
-2,000
-16% -$19.9K
LEO
333
BNY Mellon Strategic Municipals
LEO
$375M
$98K 0.02%
13,000
– –
PIM
334
Putnam Master Intermediate Income Trust
PIM
$163M
$95K 0.02%
21,000
+5,000
+31% +$22.6K
TTSH icon
335
Tile Shop Holdings
TTSH
$278M
$84K 0.02%
11,800
– –
PFX icon
336
PhenixFIN
PFX
$98M
$75K 0.02%
978
– –
WPRT
337
Westport Fuel Systems
WPRT
$43.7M
$75K 0.02%
2,500
-170
-6% -$5.1K
BKT icon
338
BlackRock Income Trust
BKT
$286M
$74K 0.02%
4,333
– –
JMM icon
339
Nuveen Multi-Market Income Fund
JMM
$59.8M
$74K 0.02%
10,504
-13,253
-56% -$93.4K
ANFI
340
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$71K 0.02%
42,050
-3,600
-8% -$6.08K
UQM
341
DELISTED
UQM Technologies, Inc.
UQM
$54K 0.01%
41,288
– –
SCU
342
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$53K 0.01%
3,605
+170
+5% +$2.5K
WFT
343
DELISTED
Weatherford International plc
WFT
$41K 0.01%
15,080
-650
-4% -$1.77K
AMTX icon
344
Aemetis
AMTX
$151M
$34K 0.01%
33,352
– –
FXN icon
345
First Trust Energy AlphaDEX Fund
FXN
$285M
– –
-134,598
Closed -$2.28M
AIG icon
346
American International
AIG
$43.9B
– –
-3,814
Closed -$202K
CSQ icon
347
Calamos Strategic Total Return Fund
CSQ
$2.98B
– –
-10,700
Closed -$136K
DIA icon
348
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.8B
– –
-1,417
Closed -$344K
EMLP icon
349
First Trust North American Energy Infrastructure Fund
EMLP
$3.28B
– –
-34,785
Closed -$808K
FDN icon
350
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.31B
– –
-12,072
Closed -$1.66M
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