We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$9.21M 7.64%
208,000
-1,000
-0.5% -$44.9K
AAPL icon
2
Apple
AAPL
$4.9T
$6.43M 5.34%
232,000
-76,000
-25% -$2.23M
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$6.32M 5.24%
378,000
-6,000
-2% -$106K
RSP icon
4
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.27M 5.2%
85,000
-1,000
-1% -$77.9K
VTV icon
5
Vanguard Value ETF
VTV
$186B
$5.81M 4.82%
76,000
– –
SBUX icon
6
Starbucks
SBUX
$120B
$4.88M 4.05%
86,000
+1,000
+1% +$56K
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$4.23M 3.51%
42,000
+1,000
+2% +$107K
USB icon
8
US Bancorp
USB
$98.4B
$4.08M 3.39%
100,000
– –
BA icon
9
Boeing
BA
$169B
$3.17M 2.63%
24,000
-1,000
-4% -$139K
GE icon
10
GE Aerospace
GE
$364B
$2.35M 1.95%
19,406
-834
-4% -$102K
XOM icon
11
ExxonMobil
XOM
$611B
$2.15M 1.79%
29,000
+1,000
+4% +$77.1K
COST icon
12
Costco
COST
$417B
$2.08M 1.73%
14,000
– –
PG icon
13
Procter & Gamble
PG
$349B
$1.91M 1.59%
27,000
+2,000
+8% +$150K
CVX icon
14
Chevron
CVX
$373B
$1.56M 1.3%
20,000
– –
PCAR icon
15
PACCAR
PCAR
$66.4B
$1.54M 1.28%
45,000
– –
VEU icon
16
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.49M 1.24%
35,000
+1,000
+3% +$46.2K
VZ icon
17
Verizon
VZ
$182B
$1.49M 1.23%
34,000
-1,000
-3% -$46.1K
VB icon
18
Vanguard Small-Cap ETF
VB
$79.7B
$1.48M 1.23%
14,000
– –
HPS
19
John Hancock Preferred Income Fund III
HPS
$461M
$1.4M 1.16%
84,000
– –
AMZN icon
20
Amazon
AMZN
$2.66T
$1.33M 1.1%
60,000
– –
HFWA icon
21
Heritage Financial
HFWA
$1.26B
$1.28M 1.06%
68,000
– –
T icon
22
AT&T
T
$152B
$1.26M 1.05%
51,636
-2,648
-5% -$67.5K
BAC icon
23
Bank of America
BAC
$430B
$1.24M 1.03%
80,000
-4,000
-5% -$67.3K
GILD icon
24
Gilead Sciences
GILD
$167B
$1.2M 0.99%
12,000
+1,000
+9% +$111K
INTC icon
25
Intel
INTC
$478B
$1.18M 0.98%
39,000
-1,000
-3% -$28.9K
1
2 3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.