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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$41.8M 7.23%
264,990
-23,635
-8% -$3.47M
AAPL icon
2
Apple
AAPL
$4.9T
$21.6M 3.74%
294,816
+6,276
+2% +$404K
VTV icon
3
Vanguard Value ETF
VTV
$186B
$16.6M 2.86%
138,128
-1,336
-1% -$154K
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$16.5M 2.86%
544,218
+6,636
+1% +$192K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$881B
$11.9M 2.05%
36,689
+2,819
+8% +$872K
QQQ icon
6
Invesco QQQ Trust
QQQ
$466B
$11.4M 1.97%
53,606
-272
-0.5% -$54.5K
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.6B
$10.9M 1.89%
117,891
+3,903
+3% +$361K
IWD icon
8
iShares Russell 1000 Value ETF
IWD
$81.9B
$10.4M 1.79%
75,917
+3,725
+5% +$491K
BTZ icon
9
BlackRock Credit Allocation Income Trust
BTZ
$953M
$9.7M 1.68%
694,008
-574
-0.1% -$7.83K
AMZN icon
10
Amazon
AMZN
$2.66T
$8.72M 1.51%
94,420
+10,460
+12% +$926K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.06T
$8.07M 1.4%
35,638
+1,381
+4% +$300K
BND icon
12
Vanguard Total Bond Market
BND
$159B
$7.92M 1.37%
94,455
+4,110
+5% +$346K
SBUX icon
13
Starbucks
SBUX
$120B
$7.66M 1.32%
87,072
-1,254
-1% -$107K
IWF icon
14
iShares Russell 1000 Growth ETF
IWF
$123B
$7.59M 1.31%
172,500
+4,180
+2% +$175K
USB icon
15
US Bancorp
USB
$98.4B
$7.5M 1.3%
126,506
-323
-0.3% -$18.7K
BA icon
16
Boeing
BA
$169B
$6.91M 1.2%
21,224
-5,952
-22% -$2.11M
FLC
17
Flaherty & Crumrine Total Return Fund
FLC
$177M
$6.71M 1.16%
301,127
-11,850
-4% -$267K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$44.7B
$6.69M 1.16%
82,989
+3,124
+4% +$252K
COST icon
19
Costco
COST
$417B
$6.18M 1.07%
21,016
+730
+4% +$217K
VB icon
20
Vanguard Small-Cap ETF
VB
$79.7B
$5.73M 0.99%
34,610
+202
+0.6% +$32.2K
VYM icon
21
Vanguard High Dividend Yield ETF
VYM
$80B
$5.43M 0.94%
57,902
-175
-0.3% -$15.9K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.38M 0.93%
122,204
+7,650
+7% +$326K
RSP icon
23
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.29M 0.92%
45,735
-71
-0.2% -$7.89K
JNJ icon
24
Johnson & Johnson
JNJ
$609B
$4.98M 0.86%
34,163
-4,970
-13% -$674K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.93M 0.85%
119,740
-810
-0.7% -$32.1K
1
2 3 4 5

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.