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NWAM LLC Portfolio holdings
AUM
$1.74B
1-Year Est. Return
32.48%
This Fund
S&P 500
This Quarter
Est. Return
+10.07%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$606M
AUM Growth
-$108M
(-15%)
Cap. Flow
-$158M
Cap. Flow
% of AUM
-26.11%
Top 10 Holdings %
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$3.98M |
| 2 |
Shopify
SHOP
|
+$3.62M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.37M |
| 4 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$2.78M |
| 5 |
The Mosaic Company
MOS
|
+$2.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$25.5M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.55M |
| 3 |
iShares US Treasury Bond ETF
GOVT
|
+$5.5M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.62M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$3.63M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.93% |
| 2 | Consumer Discretionary | 6.02% |
| 3 | Industrials | 4.84% |
| 4 | Financials | 4.11% |
| 5 | Healthcare | 3.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.89T
| $57.9M | 9.55% |
275,361
-107
| -0% | -$22.5K |
|
|
2
Apple
AAPL
$4.78T
| $35.5M | 5.86% |
306,958
-233,654
| -43% | -$25.5M |
|
3
Vanguard Growth ETF
VUG
$222B
| $19.8M | 3.27% |
522,192
-29,574
| -5% | -$1.09M |
|
4
Amazon
AMZN
$2.63T
| $17.2M | 2.84% |
109,200
-21,080
| -16% | -$3.32M |
|
5
Invesco QQQ Trust
QQQ
$470B
| $17.2M | 2.83% |
61,827
+2,151
| +4% | +$583K |
|
6
Vanguard Value ETF
VTV
$187B
| $16.2M | 2.67% |
154,599
+1,227
| +0.8% | +$129K |
|
|
7
iShares Core S&P 500 ETF
IVV
$887B
| $13.3M | 2.19% |
39,584
-22,680
| -36% | -$7.55M |
|
8
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $8.88M | 1.47% |
106,962
+15,206
| +17% | +$1.26M |
|
9
Berkshire Hathaway Class B
BRK.B
$1.05T
| $8.54M | 1.41% |
40,090
+1,909
| +5% | +$390K |
|
10
iShares Russell 1000 Growth ETF
IWF
$125B
| $8.27M | 1.36% |
152,552
-4,408
| -3% | -$232K |
|
11
Vanguard Total Bond Market
BND
$158B
| $8.25M | 1.36% |
93,526
+4,754
| +5% | +$421K |
|
12
Vanguard Real Estate ETF
VNQ
$39.2B
| $8.19M | 1.35% |
103,658
-15,566
| -13% | -$1.25M |
|
13
Invesco S&P 500 Equal Weight ETF
RSP
$95.6B
| $6.85M | 1.13% |
63,377
+18,208
| +40% | +$1.97M |
|
14
BlackRock Credit Allocation Income Trust
BTZ
$943M
| $6.71M | 1.11% |
471,717
-28,583
| -6% | -$398K |
|
|
15
Shopify
SHOP
$153B
| $6.62M | 1.09% |
64,740
+36,370
| +128% | +$3.62M |
|
16
Walmart Inc
WMT
$870B
| $6.55M | 1.08% |
140,352
+45,162
| +47% | +$2.01M |
|
17
iShares US Home Construction ETF
ITB
$2.37B
| $6.41M | 1.06% |
113,108
-6,851
| -6% | -$358K |
|
|
FLC
18
Flaherty & Crumrine Total Return Fund
FLC
$177M
| $6.14M | 1.01% |
286,845
-2,400
| -0.8% | -$51.5K |
|
19
Starbucks
SBUX
$118B
| $6.11M | 1.01% |
71,079
-2,052
| -3% | -$164K |
|
20
iShares Russell 1000 Value ETF
IWD
$81.7B
| $6.1M | 1.01% |
51,646
-17,620
| -25% | -$2.09M |
|
21
Costco
COST
$411B
| $5.89M | 0.97% |
16,595
-1,766
| -10% | -$593K |
|
22
Alphabet (Google) Class C
GOOG
$4.2T
| $5.85M | 0.97% |
79,660
-10,580
| -12% | -$807K |
|
23
Johnson & Johnson
JNJ
$614B
| $5.5M | 0.91% |
36,952
-14,106
| -28% | -$2.09M |
|
24
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $5.13M | 0.85% |
63,362
-1,208
| -2% | -$98.9K |
|
25
Vanguard Large-Cap ETF
VV
$52.5B
| $5.12M | 0.84% |
32,724
-709
| -2% | -$109K |
|
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NWAM LLC's Q3 2020 Portfolio in Review
As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.
- NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
- NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
- NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
- NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
- NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
- NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
- NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.
Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.