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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXB icon
1
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.6M
$390M 29.59%
+3,000
New +$385K
CQP icon
2
PUT
Cheniere Energy
CQP
$30.2B
$300M 22.76%
+10,000
New +$278K
BHC icon
3
PUT
Bausch Health
BHC
$1.8B
$100M 7.59%
+10,000
New +$259K
OVV icon
4
PUT
Ovintiv
OVV
$16.2B
$100M 7.59%
+4,000
New +$179K
RXD icon
5
CALL
ProShares UltraShort Health Care
RXD
$3.3M
$80M 6.07%
+1,250
New +$216K
ORC
6
PUT
Orchid Island Capital
ORC
$1.37B
$70M 5.31%
+1,400
New +$74.7K
MSFT icon
7
Microsoft
MSFT
$2.93T
$11.4M 0.87%
198,106
+3,524
+2% +$199K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$953M
$8.89M 0.67%
666,268
+26,974
+4% +$359K
VTV icon
9
Vanguard Value ETF
VTV
$186B
$8.45M 0.64%
97,104
+932
+1% +$81.2K
VUG icon
10
Vanguard Growth ETF
VUG
$221B
$8.38M 0.64%
447,594
+5,070
+1% +$94.3K
AAPL icon
11
Apple
AAPL
$4.9T
$8.16M 0.62%
288,696
+54,608
+23% +$1.45M
RSP icon
12
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.77M 0.51%
81,000
-459
-0.6% -$38.2K
BND icon
13
Vanguard Total Bond Market
BND
$159B
$5.74M 0.44%
68,236
+803
+1% +$67.6K
QQQ icon
14
Invesco QQQ Trust
QQQ
$466B
$5.61M 0.43%
47,214
+5,878
+14% +$678K
IWD icon
15
iShares Russell 1000 Value ETF
IWD
$81.9B
$5.36M 0.41%
50,748
-2,569
-5% -$271K
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$123B
$5.22M 0.4%
200,392
-26,424
-12% -$687K
SBUX icon
17
Starbucks
SBUX
$120B
$4.96M 0.38%
91,715
+5,087
+6% +$284K
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.6B
$4.72M 0.36%
54,438
-339
-0.6% -$30.2K
ERC
19
Allspring Multi-Sector Income Fund
ERC
$256M
$4.36M 0.33%
335,865
+151
+0% +$1.95K
USB icon
20
US Bancorp
USB
$98.4B
$4.27M 0.32%
99,651
+2,608
+3% +$111K
BA icon
21
Boeing
BA
$169B
$3.96M 0.3%
30,027
-390
-1% -$51.4K
FFC
22
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.79M 0.29%
182,263
+5,875
+3% +$126K
RITM icon
23
Rithm Capital
RITM
$5.2B
$3.66M 0.28%
264,860
-9,335
-3% -$130K
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$44.7B
$3.47M 0.26%
42,893
+316
+0.7% +$25.5K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.33M 0.25%
107,730
+1,350
+1% +$41.7K
1
2 3 4 5

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.