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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$9.62M
Cap. Flow %
-3.81%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.69%
2 Technology 8.83%
3 Financials 6.37%
4 Industrials 4.74%
5 Communication Services 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$3.73T
$11.1M 4.41%
201,656
-188
-0.1% -$9.86K
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$928M
$8.13M 3.22%
649,074
+4,210
+0.7% +$50.9K
VTV icon
3
Vanguard Morningstar Value ETF
VTV
$193B
$7.86M 3.11%
95,367
+13,849
+17% +$1.09M
VUG icon
4
Vanguard Morningstar Growth ETF
VUG
$228B
$7.73M 3.06%
435,666
+62,616
+17% +$1.05M
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$99.6B
$6.44M 2.55%
82,000
-3,679
-4% -$270K
AAPL icon
6
Apple
AAPL
$4.68T
$6.33M 2.51%
232,224
-17,224
-7% -$429K
FLC
7
Flaherty & Crumrine Total Return Fund
FLC
$172M
$6.16M 2.44%
303,559
-23,282
-7% -$461K
IWF icon
8
iShares Russell 1000 Growth ETF
IWF
$127B
$5.85M 2.32%
234,368
+31,556
+16% +$746K
IWD icon
9
iShares Russell 1000 Value ETF
IWD
$84.2B
$5.32M 2.11%
53,918
+7,445
+16% +$697K
BND icon
10
Vanguard Total Bond Market
BND
$160B
$5.15M 2.04%
62,162
+4,919
+9% +$402K
VNQ icon
11
Vanguard Real Estate ETF
VNQ
$38.4B
$5.09M 2.02%
60,732
+2,094
+4% +$163K
SBUX icon
12
Starbucks
SBUX
$120B
$4.97M 1.97%
83,335
-3,383
-4% -$197K
QQQ icon
13
Invesco QQQ Trust
QQQ
$489B
$4.51M 1.79%
41,338
-1,246
-3% -$129K
ERC
14
Allspring Multi-Sector Income Fund
ERC
$259M
$4.21M 1.67%
344,303
-12,077
-3% -$137K
USB icon
15
US Bancorp
USB
$98.7B
$3.96M 1.57%
97,532
-1,875
-2% -$74.8K
BA icon
16
Boeing
BA
$166B
$3.96M 1.57%
31,182
+6,663
+27% +$827K
RITM icon
17
Rithm Capital
RITM
$5.62B
$3.86M 1.53%
331,795
-5,350
-2% -$59.3K
FFC
18
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$761M
$3.62M 1.44%
178,059
-27,489
-13% -$543K
IJH icon
19
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.12M 1.24%
108,245
-4,460
-4% -$119K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$45.4B
$3.06M 1.21%
37,947
+759
+2% +$60.8K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.09T
$2.98M 1.18%
21,007
+4,674
+29% +$620K
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.76M 1.09%
24,913
-5,866
-19% -$642K
COST icon
23
Costco
COST
$407B
$2.51M 0.99%
15,900
+1,445
+10% +$219K
MDY icon
24
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$2.37M 0.94%
9,004
-244
-3% -$59.4K
CVX icon
25
Chevron
CVX
$409B
$2.32M 0.92%
24,287
+6,902
+40% +$604K
1
2 3 4 5

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KOCAA
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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $9.62M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, up from 54% a quarter earlier, followed by Technology and Financials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Morningstar Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.