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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.79T
$62.1M 7.08%
467,842
+160,884
+52% +$19.4M
MSFT icon
2
Microsoft
MSFT
$2.9T
$59.4M 6.77%
266,910
-8,451
-3% -$1.82M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$886B
$26.4M 3.02%
70,396
+30,812
+78% +$11M
VUG icon
4
Vanguard Growth ETF
VUG
$222B
$21.8M 2.48%
515,466
-6,726
-1% -$268K
AMZN icon
5
Amazon
AMZN
$2.63T
$19.5M 2.22%
119,560
+10,360
+9% +$1.65M
QQQ icon
6
Invesco QQQ Trust
QQQ
$469B
$19M 2.16%
60,426
-1,401
-2% -$411K
VTV icon
7
Vanguard Value ETF
VTV
$187B
$18.6M 2.12%
156,395
+1,796
+1% +$202K
BRK.B icon
8
Berkshire Hathaway Class B
BRK.B
$1.06T
$13.2M 1.5%
56,729
+16,639
+42% +$3.66M
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$10.2M 1.17%
74,010
+59,013
+393% +$8.04M
BSV icon
10
Vanguard Short-Term Bond ETF
BSV
$44.6B
$9.96M 1.14%
120,079
+13,117
+12% +$1.09M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$125B
$9.4M 1.07%
155,948
+3,396
+2% +$193K
VNQ icon
12
Vanguard Real Estate ETF
VNQ
$39.2B
$8.96M 1.02%
105,531
+1,873
+2% +$155K
BND icon
13
Vanguard Total Bond Market
BND
$158B
$8.81M 1%
99,867
+6,341
+7% +$558K
SHOP icon
14
Shopify
SHOP
$154B
$8.62M 0.98%
76,110
+11,370
+18% +$1.19M
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$7.76M 0.89%
60,863
-2,514
-4% -$299K
ESGU icon
16
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$7.76M 0.89%
+90,195
New +$7.32M
SBUX icon
17
Starbucks
SBUX
$119B
$7.61M 0.87%
71,170
+91
+0.1% +$8.69K
GOVT icon
18
iShares US Treasury Bond ETF
GOVT
$43.6B
$7.35M 0.84%
+269,809
New +$7.44M
IWD icon
19
iShares Russell 1000 Value ETF
IWD
$81.7B
$7.11M 0.81%
52,033
+387
+0.7% +$49.6K
FLC
20
Flaherty & Crumrine Total Return Fund
FLC
$176M
$6.74M 0.77%
284,895
-1,950
-0.7% -$44.1K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.17T
$6.73M 0.77%
76,800
-2,860
-4% -$241K
BTZ icon
22
BlackRock Credit Allocation Income Trust
BTZ
$943M
$6.55M 0.75%
445,171
-26,546
-6% -$382K
COST icon
23
Costco
COST
$411B
$6.31M 0.72%
16,736
+141
+0.8% +$52.7K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.91M 0.67%
128,530
+860
+0.7% +$36.2K
VB icon
25
Vanguard Small-Cap ETF
VB
$79.7B
$5.9M 0.67%
30,324
+418
+1% +$73.7K
1
2 3 4 5

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.