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NWAM LLC Portfolio holdings
AUM
$2B
1-Year Est. Return
34.81%
This Fund
S&P 500
This Quarter
Est. Return
+3.04%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$1.02B
(-77%)
Cap. Flow
+$9.5M
Cap. Flow
% of AUM
3.15%
Top 10 Holdings %
Top 10 Hldgs %
24.89%
Holding
316
New
36
Increased
102
Reduced
121
Closed
29
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FLC
Flaherty & Crumrine Total Return Fund
FLC
|
+$6.05M |
| 2 |
DRA
Diversified Real Asset Income Fd
DRA
|
+$1.74M |
| 3 |
Amazon
AMZN
|
+$1.17M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$1.06M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$1.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$8.18M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$1.37M |
| 3 |
Invesco Preferred ETF
PGX
|
+$1.19M |
| 4 |
Procter & Gamble
PG
|
+$1.06M |
| 5 |
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
|
+$1.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 56.37% |
| 2 | Financials | 7.5% |
| 3 | Technology | 6.3% |
| 4 | Industrials | 4.75% |
| 5 | Communication Services | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$3.72T
| $12.8M | 4.23% |
205,186
+7,080
| +4% | +$426K |
|
2
Vanguard Morningstar Value ETF
VTV
$194B
| $9.16M | 3.04% |
98,441
+1,337
| +1% | +$120K |
|
3
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $8.32M | 2.76% |
641,587
-24,681
| -4% | -$313K |
|
4
Vanguard Morningstar Growth ETF
VUG
$228B
| $8.25M | 2.74% |
443,892
-3,702
| -0.8% | -$68.5K |
|
|
5
CALL
Apple
AAPL
$4.69T
| $7.48M | 2.48% |
+258,368
| New | +$7.33M |
|
6
Invesco QQQ Trust
QQQ
$488B
| $6.2M | 2.06% |
52,332
+5,118
| +11% | +$604K |
|
|
FLC
7
Flaherty & Crumrine Total Return Fund
FLC
$172M
| $5.95M | 1.97% |
+299,205
| New | +$6.05M |
|
8
iShares Russell 1000 Value ETF
IWD
$84.3B
| $5.77M | 1.91% |
51,471
+723
| +1% | +$78.2K |
|
|
9
Invesco S&P 500 Equal Weight ETF
RSP
$99.9B
| $5.61M | 1.86% |
64,753
-16,247
| -20% | -$1.37M |
|
10
Vanguard Total Bond Market
BND
$160B
| $5.56M | 1.84% |
68,766
+530
| +0.8% | +$43.4K |
|
11
Starbucks
SBUX
$120B
| $5.32M | 1.76% |
95,823
+4,108
| +4% | +$228K |
|
12
iShares Russell 1000 Growth ETF
IWF
$126B
| $5.25M | 1.74% |
200,056
-336
| -0.2% | -$8.72K |
|
13
US Bancorp
USB
$99.2B
| $5.11M | 1.69% |
99,391
-260
| -0.3% | -$12.4K |
|
14
Vanguard Real Estate ETF
VNQ
$38.4B
| $4.69M | 1.55% |
56,779
+2,341
| +4% | +$191K |
|
15
Boeing
BA
$167B
| $4.45M | 1.48% |
28,589
-1,438
| -5% | -$210K |
|
|
ERC
16
Allspring Multi-Sector Income Fund
ERC
$259M
| $4.13M | 1.37% |
322,269
-13,596
| -4% | -$172K |
|
17
Rithm Capital
RITM
$5.65B
| $4.05M | 1.34% |
257,424
-7,436
| -3% | -$110K |
|
|
18
Berkshire Hathaway Class B
BRK.B
$1.08T
| $3.95M | 1.31% |
24,211
+6,866
| +40% | +$1.06M |
|
19
Vanguard Short-Term Bond ETF
BSV
$45.4B
| $3.68M | 1.22% |
46,319
+3,426
| +8% | +$274K |
|
20
iShares Core S&P Mid-Cap ETF
IJH
$126B
| $3.63M | 1.2% |
109,815
+2,085
| +2% | +$66.1K |
|
|
21
Amazon
AMZN
$2.77T
| $3.55M | 1.18% |
94,580
+29,940
| +46% | +$1.17M |
|
22
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
| $3.29M | 1.09% |
10,912
+1,220
| +13% | +$353K |
|
|
FFC
23
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$761M
| $3.17M | 1.05% |
168,154
-14,109
| -8% | -$277K |
|
24
Chevron
CVX
$410B
| $3.11M | 1.03% |
26,421
+993
| +4% | +$108K |
|
|
CRHM
25
DELISTED
CRH Medical Corporation
CRHM
| $2.62M | 0.87% |
498,800
-49,714
| -9% | -$252K |
|
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NWAM LLC's Q4 2016 Portfolio in Review
As of Q4 2016, NWAM LLC held 316 positions worth $301M, down 77% from $1.32B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
NWAM LLC deployed $9.5M of net new capital in Q4 2016, opening 36 new positions and adding to 102 existing holdings. Its largest new stake was Flaherty & Crumrine Total Return Fund: 299,205 shares worth $5.95M.
By sector, the portfolio is most concentrated in Miscellaneous at 56% of assets, down from 90% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $1.37M trimmed.
- NWAM LLC's largest Q4 2016 buy was Flaherty & Crumrine Total Return Fund: 299,205 shares worth $5.95M.
- NWAM LLC added most to Amazon in Q4 2016, an estimated $1.17M increase.
- NWAM LLC's biggest Q4 2016 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $1.37M.
- NWAM LLC fully exited Apple in Q4 2016, selling an estimated $8.18M.
- NWAM LLC's ten largest holdings make up 25% of its $301M portfolio in Q4 2016.
- NWAM LLC opened 36 new positions and closed 29 in Q4 2016.
- NWAM LLC's portfolio value fell 77% quarter-over-quarter to $301M.
Based on NWAM LLC's 13F filing for Q4 2016, filed 2 Feb 2017.