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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$14.4M 4.95%
351,224
+73,675
+27% +$2.77M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$8.79M 3.02%
120,402
+47,141
+64% +$3.36M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$953M
$6.13M 2.11%
+453,690
New +$6M
IWF icon
4
iShares Russell 1000 Growth ETF
IWF
$123B
$5.63M 1.94%
260,300
+121,516
+88% +$2.61M
SBUX icon
5
Starbucks
SBUX
$120B
$5.5M 1.89%
149,942
+39,824
+36% +$1.47M
BAC icon
6
Bank of America
BAC
$430B
$5.42M 1.86%
314,988
+63,733
+25% +$1.07M
FLC
7
Flaherty & Crumrine Total Return Fund
FLC
$177M
$5.39M 1.85%
+272,874
New +$5.22M
PG icon
8
Procter & Gamble
PG
$349B
$5.38M 1.85%
66,733
+38,977
+140% +$3.07M
ERC
9
Allspring Multi-Sector Income Fund
ERC
$256M
$5.33M 1.83%
+367,799
New +$5.29M
AAPL icon
10
Apple
AAPL
$4.9T
$5.25M 1.81%
1,548,652
+1,153,936
+292% +$21.9M
IWD icon
11
iShares Russell 1000 Value ETF
IWD
$81.9B
$5.21M 1.79%
53,995
+24,863
+85% +$2.33M
USB icon
12
US Bancorp
USB
$98.4B
$4.5M 1.55%
105,001
+6,553
+7% +$269K
VUG icon
13
Vanguard Growth ETF
VUG
$221B
$4.44M 1.53%
285,018
+22,560
+9% +$350K
GE icon
14
GE Aerospace
GE
$364B
$4.35M 1.5%
35,084
+8,345
+31% +$1.03M
VTV icon
15
Vanguard Value ETF
VTV
$186B
$4.3M 1.48%
55,071
+4,887
+10% +$370K
INTC icon
16
Intel
INTC
$478B
$4.29M 1.48%
166,209
+67,190
+68% +$1.68M
VNQ icon
17
Vanguard Real Estate ETF
VNQ
$39.6B
$4.18M 1.44%
59,223
+10,050
+20% +$688K
RITM icon
18
Rithm Capital
RITM
$5.2B
$4.11M 1.41%
317,345
+200,225
+171% +$2.58M
BA icon
19
Boeing
BA
$169B
$4.04M 1.39%
32,184
+6,368
+25% +$830K
CVX icon
20
Chevron
CVX
$373B
$3.75M 1.29%
31,499
+11,532
+58% +$1.34M
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.58M 1.23%
28,690
+4,953
+21% +$579K
DVY icon
22
iShares Select Dividend ETF
DVY
$23.8B
$3.49M 1.2%
47,543
-11,427
-19% -$811K
PCAR icon
23
PACCAR
PCAR
$66.4B
$3.1M 1.07%
68,907
+5,031
+8% +$207K
VZ icon
24
Verizon
VZ
$182B
$2.94M 1.01%
61,708
+12,294
+25% +$581K
IJH icon
25
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.87M 0.99%
104,315
+88,260
+550% +$2.37M
1
2 3 4 5

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.