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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.47%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$188M
AUM Growth
-$17.5M
Cap. Flow
-$68.5M
Cap. Flow %
-36.35%
Top 10 Hldgs %
24.79%
Holding
225
New
18
Increased
30
Reduced
129
Closed
47

Top Buys

1
RITM icon
Rithm Capital
RITM
+$1.51M
2
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$1.36M
3
VB icon
Vanguard Small-Cap ETF
VB
+$675K
4
DS
Drive Shack Inc.
DS
+$634K
5
PFX icon
PhenixFIN
PFX
+$504K

Top Sells

1
AAPL icon
Apple
AAPL
+$23.5M
2
EPC icon
Edgewell Personal Care
EPC
+$9.76M
3
SBUX icon
Starbucks
SBUX
+$4.27M
4
MSFT icon
Microsoft
MSFT
+$1.9M
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$1.63M

Sector Composition

1 Technology 11.4%
2 Financials 10.83%
3 Industrials 6.62%
4 Consumer Discretionary 6.28%
5 Energy 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.93T
$10.4M 5.51%
277,549
-52,399
-16% -$1.9M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.22M 2.77%
73,261
-13,297
-15% -$909K
DVY icon
3
iShares Select Dividend ETF
DVY
$23.8B
$4.21M 2.23%
58,970
-8,108
-12% -$564K
VUG icon
4
Vanguard Growth ETF
VUG
$221B
$4.07M 2.16%
262,458
+1,608
+0.6% +$23.8K
USB icon
5
US Bancorp
USB
$98.4B
$3.98M 2.11%
98,448
-10,265
-9% -$394K
BAC icon
6
Bank of America
BAC
$430B
$3.91M 2.08%
251,255
-30,674
-11% -$455K
VTV icon
7
Vanguard Value ETF
VTV
$186B
$3.83M 2.04%
50,184
-428
-0.8% -$31.5K
SBUX icon
8
Starbucks
SBUX
$120B
$3.81M 2.02%
110,118
-107,978
-50% -$4.27M
AAPL icon
9
Apple
AAPL
$4.9T
$3.7M 1.96%
394,716
-1,245,384
-76% -$23.5M
GE icon
10
GE Aerospace
GE
$364B
$3.59M 1.91%
26,739
-4,692
-15% -$591K
BA icon
11
Boeing
BA
$169B
$3.52M 1.87%
25,816
-5,127
-17% -$666K
QQQ icon
12
Invesco QQQ Trust
QQQ
$466B
$3.33M 1.77%
37,831
-9,774
-21% -$814K
VNQ icon
13
Vanguard Real Estate ETF
VNQ
$39.6B
$3.17M 1.69%
49,173
+903
+2% +$60.4K
BRK.B icon
14
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.17M 1.68%
23,737
-2,009
-8% -$232K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$76.5B
$3.05M 1.62%
45,403
-8,068
-15% -$527K
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$123B
$2.98M 1.58%
138,784
-30,980
-18% -$636K
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$81.9B
$2.74M 1.46%
29,132
-5,572
-16% -$505K
INTC icon
18
Intel
INTC
$478B
$2.57M 1.36%
99,019
-31,307
-24% -$757K
PCAR icon
19
PACCAR
PCAR
$66.4B
$2.52M 1.34%
63,876
+2,193
+4% +$83K
DJP icon
20
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$2.5M 1.33%
68,033
+1,229
+2% +$45.2K
CVX icon
21
Chevron
CVX
$373B
$2.49M 1.32%
19,967
-3,274
-14% -$396K
IJT icon
22
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$2.47M 1.31%
41,676
-6,398
-13% -$364K
VZ icon
23
Verizon
VZ
$182B
$2.43M 1.29%
49,414
-2,867
-5% -$141K
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$2.41M 1.28%
25,923
-7,956
-23% -$739K
MDY icon
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.38M 1.26%
9,752
-1,217
-11% -$286K
1
2 3 4 5

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PAIM
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NWAM LLC's Q4 2013 Portfolio in Review

As of Q4 2013, NWAM LLC held 225 positions worth $188M, down 8.5% from $206M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC withdrew a net $68.5M in Q4 2013, closing 47 positions and reducing 129 holdings. Its most notable exit was AllianceBernstein Global High Income Fund, an estimated $1.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Rithm Capital worth $1.56M.

  • NWAM LLC's largest Q4 2013 buy was Rithm Capital: 117,120 shares worth $1.56M.
  • NWAM LLC added most to MannKind Corp in Q4 2013, an estimated $200K increase.
  • NWAM LLC's biggest Q4 2013 reduction was Apple, cutting an estimated $23.5M.
  • NWAM LLC fully exited AllianceBernstein Global High Income Fund in Q4 2013, selling an estimated $1.63M.
  • NWAM LLC's ten largest holdings make up 25% of its $188M portfolio in Q4 2013.
  • NWAM LLC opened 18 new positions and closed 47 in Q4 2013.
  • NWAM LLC's portfolio value fell 8.5% quarter-over-quarter to $188M.

Based on NWAM LLC's 13F filing for Q4 2013, filed 9 Sep 2016.