We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$72.2M 7.32%
437,556
-41,789
-9% -$6.17M
MSFT icon
2
Microsoft
MSFT
$2.93T
$68.2M 6.92%
236,559
-21,837
-8% -$5.57M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$881B
$62.4M 6.33%
151,731
-11,915
-7% -$4.78M
IEFA icon
4
iShares Core MSCI EAFE ETF
IEFA
$186B
$19.2M 1.94%
286,686
+28,643
+11% +$1.88M
VUG icon
5
Vanguard Growth ETF
VUG
$221B
$18.9M 1.92%
454,998
-136,074
-23% -$5.29M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.06T
$15.3M 1.56%
49,708
-11,561
-19% -$3.56M
XOM icon
7
ExxonMobil
XOM
$611B
$13.7M 1.39%
124,743
-11,971
-9% -$1.32M
ITOT icon
8
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$13.7M 1.39%
150,894
-8,396
-5% -$745K
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$123B
$13.4M 1.36%
218,856
-20,852
-9% -$1.2M
VTV icon
10
Vanguard Value ETF
VTV
$186B
$12.1M 1.22%
87,385
-93,173
-52% -$13.1M
QQQ icon
11
Invesco QQQ Trust
QQQ
$466B
$11.9M 1.2%
36,984
-21,147
-36% -$6.24M
AMZN icon
12
Amazon
AMZN
$2.66T
$11.3M 1.14%
109,203
-8,081
-7% -$781K
IUSB icon
13
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$10.7M 1.09%
232,795
+72,461
+45% +$3.32M
COST icon
14
Costco
COST
$417B
$9.94M 1.01%
19,997
-1,040
-5% -$510K
AGG icon
15
iShares Core US Aggregate Bond ETF
AGG
$139B
$9M 0.91%
90,315
-719
-0.8% -$71.1K
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.92M 0.9%
92,275
-44,685
-33% -$4.47M
TSLA icon
17
Tesla
TSLA
$1.43T
$8.39M 0.85%
40,446
+9,324
+30% +$1.63M
IWD icon
18
iShares Russell 1000 Value ETF
IWD
$81.9B
$7.46M 0.76%
49,025
-11,990
-20% -$1.85M
RTX icon
19
RTX Corp
RTX
$261B
$6.78M 0.69%
69,237
-863
-1% -$85K
OIH icon
20
VanEck Oil Services ETF
OIH
$2.05B
$6.42M 0.65%
23,167
+3,995
+21% +$1.22M
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.22T
$6.41M 0.65%
61,651
-10,185
-14% -$983K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$6.4M 0.65%
15,636
-7,223
-32% -$2.88M
SBUX icon
23
Starbucks
SBUX
$120B
$6.22M 0.63%
59,707
-9,193
-13% -$957K
BSV icon
24
Vanguard Short-Term Bond ETF
BSV
$44.7B
$6.2M 0.63%
81,032
-134,692
-62% -$10.2M
BND icon
25
Vanguard Total Bond Market
BND
$159B
$6.11M 0.62%
82,742
-47,884
-37% -$3.5M
1
2 3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.