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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.98T
$31.4M 7.07%
274,967
-19
-0% -$2.06K
AAPL icon
2
Apple
AAPL
$4.89T
$14.1M 3.16%
249,032
+9,536
+4% +$497K
VUG icon
3
Vanguard Growth ETF
VUG
$221B
$12.5M 2.82%
467,268
+8,232
+2% +$215K
VTV icon
4
Vanguard Value ETF
VTV
$186B
$12.2M 2.74%
110,015
+2,244
+2% +$245K
QQQ icon
5
Invesco QQQ Trust
QQQ
$466B
$10.2M 2.28%
54,712
-1,107
-2% -$200K
BA icon
6
Boeing
BA
$169B
$9.81M 2.21%
26,383
+722
+3% +$254K
AMZN icon
7
Amazon
AMZN
$2.69T
$9.76M 2.19%
97,400
-1,280
-1% -$120K
BTZ icon
8
BlackRock Credit Allocation Income Trust
BTZ
$953M
$8.18M 1.84%
668,576
-42,710
-6% -$524K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.6B
$7.73M 1.74%
95,856
-5,780
-6% -$476K
IVV icon
10
iShares Core S&P 500 ETF
IVV
$881B
$7.51M 1.69%
25,644
+3,063
+14% +$879K
IWD icon
11
iShares Russell 1000 Value ETF
IWD
$81.9B
$7.5M 1.68%
59,191
+5,546
+10% +$697K
BND icon
12
Vanguard Total Bond Market
BND
$159B
$7.26M 1.63%
92,286
+6,255
+7% +$494K
IWF icon
13
iShares Russell 1000 Growth ETF
IWF
$123B
$6.87M 1.54%
176,040
-900
-0.5% -$34.1K
BRK.B icon
14
Berkshire Hathaway Class B
BRK.B
$1.06T
$6.74M 1.51%
31,471
+4,037
+15% +$828K
USB icon
15
US Bancorp
USB
$99.7B
$6.72M 1.51%
+127,273
New +$6.74M
IJH icon
16
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.17M 1.16%
128,395
+6,900
+6% +$277K
RSP icon
17
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.15M 1.16%
48,237
+192
+0.4% +$20.3K
VYM icon
18
Vanguard High Dividend Yield ETF
VYM
$80B
$5.13M 1.15%
58,907
+1,430
+2% +$124K
SBUX icon
19
Starbucks
SBUX
$124B
$4.92M 1.11%
86,501
-1,843
-2% -$97.4K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4.84M 1.09%
62,046
+7,494
+14% +$585K
FLC
21
Flaherty & Crumrine Total Return Fund
FLC
$176M
$4.72M 1.06%
253,762
-10,350
-4% -$202K
COST icon
22
Costco
COST
$419B
$4.43M 1%
18,856
+605
+3% +$136K
VB icon
23
Vanguard Small-Cap ETF
VB
$79.7B
$4.21M 0.95%
25,878
-4
-0% -$647
VV icon
24
Vanguard Large-Cap ETF
VV
$52.2B
$3.84M 0.86%
28,781
-439
-2% -$57.5K
RITM icon
25
Rithm Capital
RITM
$5.26B
$3.63M 0.82%
203,796
-6,376
-3% -$116K
1
2 3 4 5

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.