NWAM LLC’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

NWAM LLC’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-30,955	Closed	-$1.99M	–	355
2018 Q2	$1.99M	Buy	+30,955	New	+$2.07M	0.47%	56
2015 Q1	–	Sell	-29,271	Closed	-$1.25M	–	258
2014 Q4	$1.25M	Sell	29,271 -3,424	-10%	-$138K	0.54%	47
2014 Q3	$1.28M	Sell	32,695 -1,389	-4%	-$53.6K	0.46%	58
2014 Q2	$1.28M	Buy	34,084 +830	+2%	+$30.7K	0.4%	67
2014 Q1	$1.28M	Buy	+33,254	New	+$1.27M	0.44%	60

Other funds holding IAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

MIH

Meitav Investment House Bene-Beraq, Israel $9.12B AUM 42.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $4.43B AUM 26.6% 1-Year Est. Return

BCM

Barometer Capital Management Toronto, Ontario, Canada $292M AUM 86.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NWAM LLC's IAI Position: Q3 2018 in Review

NWAM LLC sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q3 2018, closing a stake of 30,955 shares — an estimated $1.99M sold.

NWAM LLC first reported a position in IAI in Q1 2014 and held it in 5 quarters. The position peaked at $1.99M in Q2 2018. 69 funds tracked by Wall St. Rank hold IAI as of Q3 2018.

NWAM LLC reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q3 2018 after selling out during the quarter.
NWAM LLC sold 30,955 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q3 2018, an estimated $1.99M.
NWAM LLC first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q1 2014 and held it in 5 quarters.
NWAM LLC's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $1.99M in Q2 2018.
69 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q3 2018.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.