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iShares US Broker-Dealers & Securities Exchanges ETF

53 hedge funds and large institutions have $181M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $164M → $181M (+$17.8M)

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

10.13% more ownership

Funds ownership: 60.43%70.56% (+10%)

7% less funds holding

Funds holding: 5753 (-4)

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

Holders
53
Holders Change
-4
Holders Change %
-7.02%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
21
Reduced
19
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$42.7M +$34.1M +820,687 +466%
Morgan Stanley
2
Morgan Stanley
New York
$41.7M +$1.56M +37,601 +4%
Wells Fargo
3
Wells Fargo
California
$17.8M -$13.1M -314,632 -43%
MM
4
Main Management
California
$11.4M +$241K +5,795 +2%
Bank of America
5
Bank of America
North Carolina
$11M -$351K -8,432 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.88M +$1.02M +24,505 +22%
SFI
7
SPC Financial Inc
Maryland
$5.77M +$1.02M +24,505 +22%
CA
8
Cumberland Advisors
Florida
$4.93M +$4.66M +111,880 +3,380%
UBS Group
9
UBS Group
Switzerland
$4.91M -$357K -8,574 -7%
Goldman Sachs
10
Goldman Sachs
New York
$4.33M -$148K -3,561 -3%
CCMG
11
Clark Capital Management Group
Pennsylvania
$4.12M +$4.01M +96,264 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.61M +$99.5K +2,391 +4%
TH
13
Timber Hill
Connecticut
$2.05M -$88.3K -2,121 -4%
OC
14
Oppenheimer & Co
New York
$1.82M +$315K +7,562 +22%
BCM
15
Barometer Capital Management
Ontario, Canada
$1.69M -$291K -7,000 -15%
JP Morgan Chase
16
JP Morgan Chase
New York
$1.64M -$640K -15,383 -29%
AIG
17
American International Group
New York
$1.62M +$51.7K +1,242 +3%
CPC
18
Cookson Peirce & Co
Pennsylvania
$1.34M -$196K -4,720 -13%
Stifel Financial
19
Stifel Financial
Missouri
$1.31M +$649K +15,596 +103%
RJA
20
Raymond James & Associates
Florida
$1.27M +$542K +13,027 +78%
Jane Street
21
Jane Street
New York
$1.14M +$1.11M +26,583 New
DBIA
22
Dumont & Blake Investment Advisors
New Jersey
$1M +$47.4K +1,140 +5%
SG Americas Securities
23
SG Americas Securities
New York
$984K +$64.1K +1,540 +7%
FAAS
24
First Allied Advisory Services
California
$913K -$66.2K -1,590 -7%
SB
25
Suntrust Banks
Georgia
$906K +$75.1K +1,804 +9%

IAI Hedge Fund Activity: Q1 2015 in Review

53 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2015, worth a combined $181M — up 11% from $164M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of IAI and 11 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Janney Capital Management, adding an estimated $34.1M. The largest seller was Wells Fargo, cutting an estimated $13.1M.

  • 53 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2015, down from 57 in Q4 2014.
  • Funds reported $181M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2015, up 11% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2015 and 15 closed out, a net change of -4 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2015 was Janney Capital Management, an estimated $34.1M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2015 was Wells Fargo, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2015.