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iShares US Broker-Dealers & Securities Exchanges ETF

55 hedge funds and large institutions have $100M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

28% more capital invested

Capital invested by funds: $78.5M → $100M (+$21.9M)

15% more funds holding

Funds holding: 4855 (+7)

2.62% more ownership

Funds ownership: 47.45%50.07% (+2.6%)

43% less call options, than puts

Call options by funds: $766K | Put options by funds: $1.34M

Holders
55
Holders Change
+7
Holders Change %
+14.58%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
20
Reduced
12
Closed
4
Calls
$766K
Puts
$1.34M
Net Calls
-$578K
Net Calls Change
-$92K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.9M -$938K -15,707 -6%
Wells Fargo
2
Wells Fargo
California
$14.2M +$849K +14,223 +7%
BAAM
3
Baker Avenue Asset Management
California
$7.52M +$46.4K +777 +0.7%
Bank of America
4
Bank of America
North Carolina
$6.98M +$2.59M +43,317 +64%
LPL Financial
5
LPL Financial
California
$6.79M +$2.97M +49,728 +85%
BCM
6
Barometer Capital Management
Ontario, Canada
$5.7M -$316K -5,300 -6%
SCM
7
Sandler Capital Management
New York
$4.79M -$29.2K -490 -0.6%
UBS Group
8
UBS Group
Switzerland
$3.73M +$648K +10,853 +22%
CCMG
9
Clark Capital Management Group
Pennsylvania
$3.5M +$3.33M +55,822 New
MIH
10
Meitav Investment House
Israel
$3.05M +$2.91M +48,831 New
MAP
11
Milestone Advisory Partners
North Carolina
$2.98M +$2.83M +47,446 New
MWM
12
Merriman Wealth Management
Washington
$2.89M -$124K -2,084 -4%
RJA
13
Raymond James & Associates
Florida
$2.43M +$564K +9,442 +32%
MM
14
Main Management
California
$2.17M
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.97M +$921K +15,431 +97%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$1.76M +$251K +4,212 +18%
SCA
17
Snowden Capital Advisors
New York
$1.51M +$68K +1,139 +5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.42M -$628K -10,521 -32%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.24M +$1.18M +19,714 New
FAAS
20
First Allied Advisory Services
California
$1.04M +$240K +4,021 +32%
CPC
21
Cookson Peirce & Co
Pennsylvania
$807K -$9.55K -160 -1%
Stifel Financial
22
Stifel Financial
Missouri
$737K +$11.6K +195 +2%
SF
23
Synovus Financial
Georgia
$630K +$2.27K +38 +0.4%
LJAC
24
L.J. Altfest & Co
New York
$590K +$561K +9,402 New
Citadel Advisors
25
Citadel Advisors
Florida
$578K +$54.2K +908 +11%

IAI Hedge Fund Activity: Q4 2017 in Review

55 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2017, worth a combined $100M — up 28% from $78.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 4 closed out — a net gain of 7 holders — while 20 added to existing stakes and 12 trimmed.

The largest buyer was Clark Capital Management Group, opening a new position worth an estimated $3.33M. The largest seller was Private Advisor Group, cutting an estimated $1.65M.

  • 55 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2017, up from 48 in Q3 2017.
  • Funds reported $100M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2017, up 28% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2017 and 4 closed out, a net change of +7 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2017 was Clark Capital Management Group, an estimated $3.33M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2017 was Private Advisor Group, an estimated $1.65M sold.

Based on aggregated 13F filings for Q4 2017.