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iShares US Broker-Dealers & Securities Exchanges ETF

65 hedge funds and large institutions have $154M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $146M → $154M (+$7.3M)

0% more funds holding

Funds holding: 6565 (0)

0.82% less ownership

Funds ownership: 62.42%61.6% (-0.82%)

33% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 24

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $349K

Holders
65
Holders Change
Holders Change %
0%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
16
Reduced
24
Closed
9
Calls
Puts
$349K
Net Calls
-$349K
Net Calls Change
-$368K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.7M -$655K -9,949 -2%
SWA
2
SFMG Wealth Advisors
Texas
$27.3M +$26.3M +399,085 New
Wells Fargo
3
Wells Fargo
California
$15.6M +$317K +4,808 +2%
Bank of America
4
Bank of America
North Carolina
$7.74M -$1.65M -25,089 -18%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.85M -$3.04M -46,233 -35%
CS
6
Credit Suisse
Switzerland
$5.27M +$4.17M +63,283 +462%
MIG
7
McGuire Investment Group
Rhode Island
$4.81M -$1.38K -21 -0%
UBS Group
8
UBS Group
Switzerland
$3.87M -$658K -10,000 -15%
LPL Financial
9
LPL Financial
California
$3.32M -$166K -2,515 -5%
MML Investors Services
10
MML Investors Services
Massachusetts
$3.09M +$264K +4,003 +10%
Citadel Advisors
11
Citadel Advisors
Florida
$2.62M +$490K +7,436 +24%
MM
12
Main Management
California
$2.37M
JP Morgan Chase
13
JP Morgan Chase
New York
$2.29M -$670K -10,180 -23%
BCM
14
Barometer Capital Management
Ontario, Canada
$2.27M -$52.7K -800 -2%
SCA
15
Snowden Capital Advisors
New York
$2.04M +$71.2K +1,082 +4%
MWM
16
MinichMacGregor Wealth Management
New York
$2.01M -$67.9K -1,031 -3%
Ameriprise
17
Ameriprise
Minnesota
$1.73M -$111K -1,681 -6%
Stifel Financial
18
Stifel Financial
Missouri
$1.61M -$2.05M -31,152 -57%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.61M -$12.2K -185 -0.8%
RJA
20
Raymond James & Associates
Florida
$1.57M -$137K -2,075 -8%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.51M +$1.45M +22,020 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.37M -$674K -10,235 -34%
GCA
23
Genesee Capital Advisors
New York
$907K +$5.4K +82 +0.6%
AWCI
24
Alpine Woods Capital Investors
New York
$719K
SF
25
Synovus Financial
Georgia
$709K +$2.37K +36 +0.3%

IAI Hedge Fund Activity: Q4 2019 in Review

65 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2019, worth a combined $154M — up 5% from $146M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new IAI positions and 9 closed out — a net gain of 2 holders — while 16 added to existing stakes and 24 trimmed.

The largest buyer was SFMG Wealth Advisors, opening a new position worth an estimated $26.3M. The largest seller was SPC Financial Inc, exiting entirely with an estimated $13.6M sold.

  • 65 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $154M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2019, up 5% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2019 and 9 closed out, a net change of +2 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2019 was SFMG Wealth Advisors, an estimated $26.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2019 was SPC Financial Inc, an estimated $13.6M sold.

Based on aggregated 13F filings for Q4 2019.