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iShares US Broker-Dealers & Securities Exchanges ETF

49 hedge funds and large institutions have $72.3M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2017 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.13% more ownership

Funds ownership: 45.54%47.67% (+2.1%)

8% less funds holding

Funds holding: 5349 (-4)

10% less capital invested

Capital invested by funds: $80.4M → $72.3M (-$8.09M)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
49
Holders Change
-4
Holders Change %
-7.55%
% of All Funds
1.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
15
Reduced
19
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15M -$992K -19,405 -6%
Wells Fargo
2
Wells Fargo
California
$10.3M -$2.24M -43,849 -19%
BAAM
3
Baker Avenue Asset Management
California
$6.41M +$292K +5,714 +5%
BCM
4
Barometer Capital Management
Ontario, Canada
$4.74M +$1.05M +20,600 +30%
SCM
5
Sandler Capital Management
New York
$3.58M +$9.71K +190 +0.3%
Bank of America
6
Bank of America
North Carolina
$3.49M +$767K +15,006 +30%
LPL Financial
7
LPL Financial
California
$2.7M -$370K -7,244 -12%
MWM
8
Merriman Wealth Management
Washington
$2.67M -$1.85M -36,291 -42%
UBS Group
9
UBS Group
Switzerland
$2.59M +$43.4K +849 +2%
CS
10
Credit Suisse
Switzerland
$2.18M -$981K -19,198 -32%
Goldman Sachs
11
Goldman Sachs
New York
$1.87M -$770K -15,062 -30%
MM
12
Main Management
California
$1.84M
PAG
13
Private Advisor Group
New Jersey
$1.83M +$648K +12,685 +60%
Jane Street
14
Jane Street
New York
$1.69M +$889K +17,398 +122%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$1.28M -$126K -2,461 -9%
SCA
16
Snowden Capital Advisors
New York
$1.16M +$39K +763 +4%
GEA
17
Glen Eagle Advisors
New Jersey
$886K
TH
18
Timber Hill
Connecticut
$884K +$9.04K +177 +1%
CPC
19
Cookson Peirce & Co
Pennsylvania
$750K -$111K -2,180 -13%
IPC
20
Independent Portfolio Consultants
Florida
$746K -$313K -6,134 -30%
FAAS
21
First Allied Advisory Services
California
$695K -$81.1K -1,587 -11%
RJA
22
Raymond James & Associates
Florida
$615K +$184K +3,600 +45%
Citadel Advisors
23
Citadel Advisors
Florida
$603K -$589K -11,520 -50%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$543K +$92.3K +1,806 +22%
SF
25
Synovus Financial
Georgia
$530K

IAI Hedge Fund Activity: Q2 2017 in Review

49 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2017, worth a combined $72.3M — down 10% from $80.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of IAI and 7 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 15 added.

The largest buyer was Barometer Capital Management, adding an estimated $1.05M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $2.41M sold.

  • 49 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2017, down from 53 in Q1 2017.
  • Funds reported $72.3M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2017, down 10% quarter-over-quarter.
  • 7 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2017 and 11 closed out, a net change of -4 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2017 was Barometer Capital Management, an estimated $1.05M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2017 was Clark Capital Management Group, an estimated $2.41M sold.

Based on aggregated 13F filings for Q2 2017.