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iShares US Broker-Dealers & Securities Exchanges ETF

51 hedge funds and large institutions have $115M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

152% more capital invested

Capital invested by funds: $45.5M → $115M (+$69.3M)

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

34% more funds holding

Funds holding: 3851 (+13)

12.9% more ownership

Funds ownership: 46.56%59.46% (+13%)

100% less call options, than puts

Call options by funds: $1K | Put options by funds: $376K

Holders
51
Holders Change
+13
Holders Change %
+34.21%
% of All Funds
1.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
20
Increased
17
Reduced
8
Closed
6
Calls
$1K
Puts
$376K
Net Calls
-$375K
Net Calls Change
-$226K
Name Holding Trade Value Shares
Change
Change in
Stake
DP
1
DSAM Partners
United Kingdom
$26.9M +$25M +544,340 New
Morgan Stanley
2
Morgan Stanley
New York
$14.9M +$970K +21,163 +8%
Wells Fargo
3
Wells Fargo
California
$10.3M +$4.69M +102,239 +96%
NCM
4
Niemann Capital Management
Nevada
$7.98M +$7.4M +161,350 New
LPL Financial
5
LPL Financial
California
$6.58M +$4.3M +93,882 +246%
BAAM
6
Baker Avenue Asset Management
California
$5.93M +$1.39M +30,415 +34%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.28M +$4.68M +102,007 +2,169%
BCM
8
Barometer Capital Management
Ontario, Canada
$4.22M -$59.6K -1,300 -2%
UCFA
9
United Capital Financial Advisors
Texas
$4.18M +$3.87M +84,421 New
SCM
10
Sandler Capital Management
New York
$3.44M +$3.19M +69,600 New
CCMG
11
Clark Capital Management Group
Pennsylvania
$2.67M -$390K -8,517 -14%
UBS Group
12
UBS Group
Switzerland
$2.55M +$347K +7,563 +17%
TH
13
Timber Hill
Connecticut
$2.42M -$232K -5,059 -9%
SCA
14
Snowden Capital Advisors
New York
$2.08M +$1.09M +23,794 +130%
MM
15
Main Management
California
$1.71M
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.61M +$756K +16,490 +103%
Bank of America
17
Bank of America
North Carolina
$1.13M +$465K +10,138 +80%
CPC
18
Cookson Peirce & Co
Pennsylvania
$1.04M +$962K +20,980 New
PAG
19
Private Advisor Group
New Jersey
$1.02M +$918K +20,032 New
Citadel Advisors
20
Citadel Advisors
Florida
$1M +$461K +10,052 +99%
PVH
21
Psagot Value Holdings
Israel
$944K
GEA
22
Glen Eagle Advisors
New Jersey
$832K +$771K +16,810 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$786K +$728K +15,879 New
FAAS
24
First Allied Advisory Services
California
$734K -$19.8K -432 -3%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$666K +$53.6K +1,170 +10%

IAI Hedge Fund Activity: Q4 2016 in Review

51 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2016, worth a combined $115M — up 152% from $45.5M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new IAI positions and 6 closed out — a net gain of 14 holders — while 17 added to existing stakes and 8 trimmed.

The largest buyer was DSAM Partners, opening a new position worth an estimated $25M. The largest seller was Goldman Sachs, exiting entirely with an estimated $4.32M sold.

  • 51 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $115M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2016, up 152% quarter-over-quarter.
  • 20 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2016 and 6 closed out, a net change of +14 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2016 was DSAM Partners, an estimated $25M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2016 was Goldman Sachs, an estimated $4.32M sold.

Based on aggregated 13F filings for Q4 2016.