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iShares US Broker-Dealers & Securities Exchanges ETF

50 hedge funds and large institutions have $162M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

417% more call options, than puts

Call options by funds: $2.17M | Put options by funds: $420K

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

15.2% more ownership

Funds ownership: 42.71%57.91% (+15%)

9% more capital invested

Capital invested by funds: $149M → $162M (+$13.1M)

2% less funds holding

Funds holding: 5150 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
21
Reduced
16
Closed
6
Calls
$2.17M
Puts
$420K
Net Calls
+$1.75M
Net Calls Change
-$74K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.4M +$3.42M +81,196 +8%
JCM
2
Janney Capital Management
Pennsylvania
$38.2M +$41.7M +991,161 New
Wells Fargo
3
Wells Fargo
California
$15.9M -$938K -22,296 -5%
Bank of America
4
Bank of America
North Carolina
$13M +$202K +4,796 +1%
MM
5
Main Management
California
$11M +$20.3K +482 +0.2%
Goldman Sachs
6
Goldman Sachs
New York
$5.11M +$1.36M +32,326 +32%
CA
7
Cumberland Advisors
Florida
$4.66M +$84K +1,998 +2%
UBS Group
8
UBS Group
Switzerland
$4.08M -$792K -18,824 -15%
AIG
9
American International Group
New York
$2.06M +$204K +4,854 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.79M +$28.6K +679 +1%
JP Morgan Chase
11
JP Morgan Chase
New York
$1.68M +$65.2K +1,550 +4%
TH
12
Timber Hill
Connecticut
$1.66M -$123K -2,921 -6%
Stifel Financial
13
Stifel Financial
Missouri
$1.59M +$358K +8,520 +26%
RJA
14
Raymond James & Associates
Florida
$1.59M -$76.3K -1,814 -4%
CS
15
Credit Suisse
Switzerland
$1.53M +$1.67M +39,821 New
OC
16
Oppenheimer & Co
New York
$1.48M -$87.8K -2,088 -5%
CPC
17
Cookson Peirce & Co
Pennsylvania
$1.17M -$108K -2,560 -8%
SB
18
Suntrust Banks
Georgia
$1.17M +$131K +3,105 +11%
LPL Financial
19
LPL Financial
California
$1.02M -$718K -17,079 -40%
PVH
20
Psagot Value Holdings
Israel
$1M +$420K +9,987 +63%
DBIA
21
Dumont & Blake Investment Advisors
New Jersey
$922K -$27.8K -660 -3%
Koshinski Asset Management
22
Koshinski Asset Management
Illinois
$883K +$12.5K +298 +2%
FAAS
23
First Allied Advisory Services
California
$720K -$114K -2,708 -13%
SG
24
Somerset Group
Minnesota
$670K
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$441K +$21.1K +502 +5%

IAI Hedge Fund Activity: Q3 2015 in Review

50 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2015, worth a combined $162M — up 8.8% from $149M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of IAI and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 21 added.

The largest buyer was Janney Capital Management, opening a new position worth an estimated $41.7M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $6.51M sold.

  • 50 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2015, down from 51 in Q2 2015.
  • Funds reported $162M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2015, up 8.8% quarter-over-quarter.
  • 5 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2015 and 6 closed out, a net change of -1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2015 was Janney Capital Management, an estimated $41.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2015 was Clark Capital Management Group, an estimated $6.51M sold.

Based on aggregated 13F filings for Q3 2015.