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iShares US Broker-Dealers & Securities Exchanges ETF

57 hedge funds and large institutions have $164M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

25% more capital invested

Capital invested by funds: $131M → $164M (+$32.5M)

19% more funds holding

Funds holding: 4857 (+9)

5.21% more ownership

Funds ownership: 55.22%60.43% (+5.2%)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
57
Holders Change
+9
Holders Change %
+18.75%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
19
Increased
19
Reduced
13
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.9M +$3.37M +83,426 +10%
Wells Fargo
2
Wells Fargo
California
$31.2M +$2.83M +70,035 +11%
Bank of America
3
Bank of America
North Carolina
$11.3M +$1.71M +42,314 +19%
MM
4
Main Management
California
$11.1M +$244K +6,034 +2%
JCM
5
Janney Capital Management
Pennsylvania
$7.51M +$795K +19,693 +13%
X
6
Xponance
Pennsylvania
$7.31M +$6.92M +171,400 New
New York State Common Retirement Fund
7
New York State Common Retirement Fund
New York
$5.48M +$5.19M +128,450 New
UBS Group
8
UBS Group
Switzerland
$5.25M +$4.97M +123,116 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.81M +$131K +3,253 +3%
SFI
10
SPC Financial Inc
Maryland
$4.7M +$86.9K +2,152 +2%
Goldman Sachs
11
Goldman Sachs
New York
$4.46M +$97.8K +2,421 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.49M +$346K +8,566 +17%
JP Morgan Chase
13
JP Morgan Chase
New York
$2.28M +$13.8K +342 +0.6%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.23M +$1.15M +28,437 +120%
TH
15
Timber Hill
Connecticut
$2.13M -$67.8K -1,679 -3%
BCM
16
Barometer Capital Management
Ontario, Canada
$1.98M -$157K -3,900 -8%
AIG
17
American International Group
New York
$1.56M -$42.2K -1,046 -3%
CPC
18
Cookson Peirce & Co
Pennsylvania
$1.54M +$109K +2,700 +8%
OC
19
Oppenheimer & Co
New York
$1.49M -$202 -5 -0%
NL
20
NWAM LLC
Washington
$1.25M -$138K -3,424 -10%
LPL Financial
21
LPL Financial
California
$1.1M -$150K -3,722 -13%
FAAS
22
First Allied Advisory Services
California
$976K -$24.8K -615 -3%
DBIA
23
Dumont & Blake Investment Advisors
New Jersey
$949K +$4.04K +100 +0.5%
SG Americas Securities
24
SG Americas Securities
New York
$914K +$866K +21,439 New
SG
25
Somerset Group
Minnesota
$884K

IAI Hedge Fund Activity: Q4 2014 in Review

57 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2014, worth a combined $164M — up 25% from $131M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IAI positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 13 trimmed.

The largest buyer was Xponance, opening a new position worth an estimated $6.92M. The largest seller was Avalon Capital Management, exiting entirely with an estimated $3.07M sold.

  • 57 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2014, up from 48 in Q3 2014.
  • Funds reported $164M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2014, up 25% quarter-over-quarter.
  • 19 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2014 and 9 closed out, a net change of +10 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2014 was Xponance, an estimated $6.92M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2014 was Avalon Capital Management, an estimated $3.07M sold.

Based on aggregated 13F filings for Q4 2014.